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Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (1/5/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1068 Tc 0.0096 Tw (SEC. v. Yun Soo Oh Park) Tj 88.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.44 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw ( 2 Defendants) Tj 48.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 44.88 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0693 Tc -0.0279 Tw (Internet Website, E) Tj 66.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1261 Tc 0.0289 Tw (mails, ) Tj 22.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.8 0 TD /F0 7.92 Tf -0.1168 Tc 0.0196 Tw (Civil action. The Commission alleges that Park) Tj 160.8 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1334 Tc 0.0362 Tw ( a/k/a To) Tj 29.76 0 TD -0.1548 Tc 0.0576 Tw (kyo Joe and ) Tj 42.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.24 0 TD /F0 7.92 Tf -0.1078 Tc 0.0106 Tw (and Internet Bulletin Board ) Tj 92.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.12 0 TD /F0 7.92 Tf -0.0498 Tc -0.0474 Tw ( attracted new subscribers with fraudulent track ) Tj 163.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1129 Tc 0.0157 Tw (Tokyo Joe's Societe ) Tj 70.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 130.8 0 TD /F0 7.92 Tf -0.1089 Tc 0.0117 Tw ( Illinois) Tj 23.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 72.48 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.0661 Tc -0.0311 Tw (records for his past picks. Allegedly, he fed ) Tj 151.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.096 Tc -0.0012 Tw (Anonyme, Corp., Case ) Tj 79.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 331.2 0 TD /F0 7.92 Tf -0.0328 Tc -0.0644 Tw (them "sure thing" picks. T) Tj 90.72 0 TD -0.1318 Tc 0.0346 Tw (he Complaint alleges) Tj 71.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0398 Tc -0.0574 Tw (No. 00C 0049 \(N.D.Ill.\)) Tj 78.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 332.16 0 TD /F0 7.92 Tf -0.1121 Tc 0.0149 Tw ( that he sold into the artificial jump in price ) Tj 145.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0325 Tc -0.0647 Tw (caused by their purchases of his picks. The ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1005 Tc 0.0033 Tw (Commission alleges that he failed to disclose ) Tj 155.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1029 Tc 0.0057 Tw (compensation for at least one stock he touted ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0521 Tc -0.0451 Tw (and insufficiently disclosed his scalping.) Tj 137.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.16 -36.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (1/31/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1002 Tc 0.003 Tw (SEC v. Nancy J. Cheal, ) Tj 83.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 24.96 0 TD /F0 7.92 Tf -0.081 Tc -0.0162 Tw (1 Defendant and 1 ) Tj 65.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 27.6 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1125 Tc 0.0153 Tw (Civil Action. The Commission alleges that ) Tj 146.16 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -605.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1583 Tc 0.0611 Tw (individually and d/b/a ) Tj 73.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 34.8 0 TD /F0 7.92 Tf -0.1126 Tc 0.0154 Tw (Relief Defendant) Tj 57.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 35.76 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw (the District of ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 162.24 0 TD /F0 7.92 Tf -0.1098 Tc 0.0126 Tw (Cheal, doing ) Tj 45.12 0 TD -0.0236 Tc -0.0736 Tw (business as Relief Enterprises, ) Tj 108.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1068 Tc 0.0096 Tw (Relief Enterprise, et. al., ) Tj 84.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.88 0 TD /F0 7.92 Tf 0.0206 Tc 0 Tw (Massachusetts) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 157.92 0 TD /F0 7.92 Tf -0.1145 Tc 0.0173 Tw (fraudulently offered and sold investments in a ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.022 Tc -0.0752 Tw (C.A. No. 00 CV ) Tj 55.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 355.44 0 TD /F0 7.92 Tf -0.1142 Tc 0.017 Tw (bank debenture trading program by making ) Tj 148.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (10182) Tj 21.6 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0145 Tc -0.1117 Tw (EFH \(D. Mass.\)) Tj 54.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 332.64 0 TD /F0 7.92 Tf -0.0761 Tc -0.0211 Tw (baseless promises of a 100% weekly return on ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0934 Tc -0.0038 Tw (a website and through other means of ) Tj 130.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1265 Tc 0.0293 Tw (solicitation. Allegedly, Cheal or her ) Tj 121.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -580.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0975 Tc 0 Tw (representatives falsely assured investors that ) Tj 155.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.067 Tc -0.0302 Tw (their funds were not at risk and were 100% ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.132 Tc 0.0348 Tw (guaranteed by the U.S. Government.) Tj 125.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -584.16 -164.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 1 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 11 0 obj 10024 endobj 4 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 10 0 R >> endobj 13 0 obj << /Length 14 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc 0 Tw (Filing) Tj 19.92 0 TD 0 Tc -0.1234 Tw ( ) Tj 1.92 0 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0047 Tc 0 Tw (fil) Tj 6.96 0 TD 0.031 Tc -0.1543 Tw (ings, court documents, administrative proceeding) Tj 162.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (2/10/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1274 Tc 0.0302 Tw (SEC v. E4online.com, ) Tj 77.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30.72 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.1791 Tc 0.0819 Tw (Promotion of Development ) Tj 92.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.6 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0682 Tc -0.029 Tw (Inc. and Arthur A. Alonzo,) Tj 88.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 112.8 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.1259 Tc 0.0287 Tw (Stage Internet Company) Tj 82.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.2 0 TD /F0 7.92 Tf -0.1037 Tc 0.0065 Tw (defendant used the name of a registered ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1003 Tc 0.0031 Tw ( 00 Civ. 1018 ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 153.36 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.1428 Tc 0.0456 Tw (representative of a broker) Tj 86.64 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1386 Tc 0.0414 Tw (dealer, and falsely ) Tj 63.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.03 Tc 0 Tw (\(AS\)\(S.D.N.Y.) Tj 48.96 0 TD 0.0026 Tc (\)) Tj 2.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 359.52 0 TD /F0 7.92 Tf -0.1139 Tc 0.0167 Tw (represented to prospective investors that they ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0848 Tc -0.0124 Tw (had the opportunity to purchase E4online stock ) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1134 Tc 0.0162 Tw (at $2.00 per share in a "private placement" and ) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.085 Tc -0.0122 Tw (that the company planned to issue shares in an) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0859 Tc -0.0113 Tw ( initial public offering \("IPO"\) within a few ) Tj 141.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0901 Tc -0.0071 Tw (months at ) Tj 36 0 TD -0.063 Tc -0.0342 Tw (an IPO price of $12.00 per share. ) Tj 118.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1061 Tc 0.0089 Tw (Among other things, the Complaint alleges that ) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0703 Tc -0.0269 Tw (there was no basis statements about an ) Tj 137.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1063 Tc 0.0091 Tw (imminent IPO and that E4online was not in ) Tj 147.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0596 Tc -0.0376 Tw (residence at the stated address.) Tj 109.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -568.56 -42.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (2/16/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.06 Tc -0.0372 Tw (SEC v. Wellness ) Tj 60.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.28 0 TD /F0 7.92 Tf -0.0549 Tc -0.0423 Tw (3 Defendants and 8 ) Tj 69.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0443 Tc -0.0529 Tw (Internet Press Releases) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.1191 Tc 0.0219 Tw (Civil action. The Commission alleges that, ) Tj 147.12 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -606.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1179 Tc 0.0207 Tw (Universe Corporation, ) Tj 76.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.44 0 TD /F0 7.92 Tf -0.0862 Tc -0.011 Tw (Relief Defendants) Tj 61.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0581 Tc -0.0391 Tw (since December 1999, George Pappas caused ) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1092 Tc 0.012 Tw (Synpan Corporation, ) Tj 72.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.88 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0597 Tc -0.0375 Tw (Wellness and Synpan to issue false and ) Tj 139.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0679 Tc -0.0293 Tw (George Charles Pappas, ) Tj 86.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.24 0 TD /F0 7.92 Tf -0.1148 Tc 0.0176 Tw (misleading press releases, largely over the ) Tj 146.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -606 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.087 Tc -0.0102 Tw (Defendants, Paul George) Tj 86.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.24 0 TD /F0 7.92 Tf -0.0697 Tc -0.0275 Tw (internet, which boosted the price of Wellness ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0732 Tc -0.024 Tw ( Pappas, Kyriak W. ) Tj 68.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 342.72 0 TD /F0 7.92 Tf -0.1169 Tc 0.0197 Tw (stock from approximately $.10 per share in ) Tj 147.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0444 Tc -0.0528 Tw (Pappas, ) Tj 30.48 0 TD -0.1168 Tc 0.0196 Tw (Makypa, Brooks ) Tj 56.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 323.76 0 TD /F0 7.92 Tf -0.1152 Tc 0.018 Tw (December 1999 to over $1.00 per share in early ) Tj 164.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.08 Tc -0.0172 Tw (Williams, Tobias ) Tj 59.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.84 0 TD /F0 7.92 Tf -0.1046 Tc 0.0074 Tw (February 2000. The Complaint also alleges ) Tj 148.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0232 Tc -0.074 Tw (Weissman, Iris B. ) Tj 63.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 347.52 0 TD /F0 7.92 Tf -0.0915 Tc -0.0057 Tw (that, during this time, 3.7 million shares of ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1123 Tc 0.0151 Tw (Coleman, Joann Cingari, ) Tj 86.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.48 0 TD /F0 7.92 Tf -0.053 Tc -0.0442 Tw (Wellness stock was sold by members of) Tj 137.76 0 TD 0 Tc -0.0972 Tw ( ) Tj 2.16 0 TD ( ) Tj -599.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (and Louise Fiorenza, ) Tj 73.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 337.68 0 TD /F0 7.92 Tf -0.0999 Tc 0.0027 Tw (George Pappas' family and other associates to ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.079 Tc -0.0182 Tw (Relief Defendants. 00 ) Tj 78.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 332.4 0 TD /F0 7.92 Tf -0.1431 Tc 0.0459 Tw (the public for an aggregate of approximately ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0754 Tc -0.0218 Tw (Civ. 1147 \(RMB\) ) Tj 59.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.1352 Tc 0.038 Tw ($2.5 million.) Tj 41.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -500.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0403 Tc 0 Tw (\(S.D.N.Y.\)) Tj 35.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -83.76 -129.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 2 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 14 0 obj 11893 endobj 12 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 13 0 R >> endobj 16 0 obj << /Length 17 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (2/24/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0887 Tc -0.0085 Tw (SEC v. James Sheret, Jr.) Tj 87.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.88 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0933 Tc -0.0039 Tw (mail Spam Messages) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.4 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0963 Tc -0.0009 Tw ( and Glenn E. Conle) Tj 69.36 0 TD -0.2286 Tc 0.1314 Tw (y, ) Tj 7.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 123.84 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0978 Tc 0 Tw (Sheret and Conley sent "spams" to manipulate ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0341 Tc -0.0631 Tw (No. CIV 1411 \(S.D.N.Y.\)) Tj 84.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.4 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.091 Tc -0.0062 Tw (the stock price of 57 thinly traded companies. ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0998 Tc 0.0026 Tw (Allegedly, the spams were prepared under the ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0924 Tc -0.0048 Tw (banner "AOL Investment Snapshot" to appear ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0922 Tc 0 Tw (end) Tj 12.72 0 TD -0.0794 Tc -0.0178 Tw (orsed by America Online, Inc. In fact, AOL ) Tj 149.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1062 Tc 0.009 Tw (had not endorsed these investment ) Tj 121.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -580.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1043 Tc 0.0071 Tw (recommendations. According to the Complaint,) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0838 Tc -0.0134 Tw ( both Sheret and Conley sold their shares ) Tj 143.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1212 Tc 0.024 Tw (immediately after sending the spams, realizing ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (substantial profits.) Tj 62.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -521.76 -39.84 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (2/24/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf 0.0386 Tc -0.1358 Tw (SEC ) Tj 18.48 0 TD -0.1487 Tc 0.0515 Tw (v. Peter Lybrand ) Tj 58.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.44 0 TD /F0 7.92 Tf -0.0523 Tc -0.0449 Tw (19 Defendants and 2 ) Tj 73.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.2 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0443 Tc -0.0529 Tw (Internet Press Releases) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1118 Tc 0.0146 Tw (f/k/a Peter Tosto, et al., ) Tj 81.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 26.4 0 TD /F0 7.92 Tf -0.0862 Tc -0.011 Tw (Relief Defendants) Tj 61.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0998 Tc 0.0026 Tw (barred broker Lybrand and several others used a) Tj 165.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0703 Tc -0.0269 Tw (00 Civ. 1387 \(S.D.N.Y.\)) Tj 81.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 119.76 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0799 Tc -0.0173 Tw ( series of domestic and offshore entities owned) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1324 Tc 0.0352 Tw ( or controlled by Lybrand to manipulate the ) Tj 146.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0751 Tc -0.0221 Tw (shares of three shell corporations, netting ) Tj 143.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1258 Tc 0.0286 Tw (profits of $12 million. Allegedly, Lybrand et al. ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0445 Tc -0.0527 Tw (used matched orders, wash ) Tj 96.96 0 TD -0.0286 Tc -0.0686 Tw (trades, false press ) Tj 65.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0838 Tc -0.0134 Tw (releases, and ticker spam in the scheme. ) Tj 144.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0649 Tc -0.0323 Tw (Lybrand was arrested for his part in the scam.) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -36.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (2/28/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0886 Tc -0.0086 Tw (In the Matter of Joseph ) Tj 80.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 27.12 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0653 Tc -0.0319 Tw (Stephenson, ind) Tj 55.68 0 TD -0.2286 Tc 0 Tw (ividually,) Tj 28.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.64 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.0391 Tc -0.0581 Tw (found that Stephenson used fictitious business) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0742 Tc -0.023 Tw ( and d/b/a Stephenson ) Tj 79.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 331.68 0 TD /F0 7.92 Tf -0.0813 Tc -0.0159 Tw ( name to establish a website through which he ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1031 Tc 0.0059 Tw (Investment Opportunities ) Tj 87.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 323.28 0 TD /F0 7.92 Tf -0.0783 Tc -0.0189 Tw (offered for sale unregistered securities in the ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0977 Tc 0 Tw (\(Admin.Proc. File No. ) Tj 75.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 335.28 0 TD /F0 7.92 Tf -0.1163 Tc 0.0191 Tw (form of "bank de) Tj 56.4 0 TD -0.0917 Tc -0.0055 Tw (benture forfeiting" and/or "block ) Tj 109.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -625.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0098 Tc (10153\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 379.92 0 TD /F0 7.92 Tf -0.0762 Tc -0.021 Tw (funds trades"; claimed a historical record of ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0886 Tc -0.0086 Tw (500% returns; and made no reasonable ) Tj 136.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1397 Tc 0.0425 Tw (attempts to verify whether the claims he made ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0767 Tc -0.0205 Tw (were true or whether the securities in fact ) Tj 142.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1435 Tc 0 Tw (existed.) Tj 26.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -485.28 -80.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0942 Tc 0.1413 Tw (Monday, October 30, ) Tj 80.4 0 TD -0.06 Tc 0 Tw (2000) Tj 17.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 3 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 17 0 obj 12588 endobj 15 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 16 0 R >> endobj 19 0 obj << /Length 20 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/2/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0756 Tc -0.0216 Tw (SEC v. Douglas W. Colt, ) Tj 87.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.64 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1443 Tc 0.0471 Tw (Civil action. The ) Tj 59.04 0 TD -0.1021 Tc 0.0049 Tw (Commission alleges that ) Tj 85.92 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0077 Tc -0.0895 Tw (1:00CV00423 ) Tj 49.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 151.2 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw (the District of ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 162.24 0 TD /F0 7.92 Tf -0.1168 Tc 0.0196 Tw (Colt, the creator of a stock recommendation ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0052 Tc 0 Tw (\(EGS\)\(D.D.C.\)) Tj 51.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 150 0 TD /F0 7.92 Tf -0.1427 Tc 0 Tw (Columbia) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.1026 Tc 0.0054 Tw (website, targeted low priced, thinly traded ) Tj 142.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0251 Tc -0.0721 Tw (stocks knowing that his trades and subscriber ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1392 Tc 0.042 Tw (activity would artificially increas) Tj 105.84 0 TD -0.1146 Tc 0.0174 Tw (e the price of ) Tj 46.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0924 Tc -0.0048 Tw (the stocks selected. Allegedly, Colt and the ) Tj 148.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1206 Tc 0.0234 Tw (other participants in the scheme collectively ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1014 Tc 0.0042 Tw (purchased a significant volume of the selected ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.082 Tc -0.0152 Tw (stock and dumped the stock shortly before the ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0914 Tc -0.0058 Tw (website disseminated its recommendations to ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0315 Tc -0.1287 Tw (its subscribers.) Tj 52.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -511.68 -39.84 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/2/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1219 Tc 0.0247 Tw (In the Matter of ) Tj 53.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 54.24 0 TD /F0 7.92 Tf -0.0158 Tc -0.0814 Tw (4 Respondents) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1001 Tc 0.0029 Tw (Kenneth Terrell,) Tj 54.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 146.4 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.0797 Tc -0.0175 Tw (found that the respondents targeted low priced, ) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.05 Tc -0.0472 Tw (Jason Wyckoff, ) Tj 55.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 355.44 0 TD /F0 7.92 Tf -0.0776 Tc -0.0196 Tw (thinly traded stocks kno) Tj 80.4 0 TD -0.0712 Tc -0.026 Tw (wing that trades and ) Tj 71.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1435 Tc 0.0463 Tw (Adam Altman) Tj 46.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 364.8 0 TD /F0 7.92 Tf -0.1047 Tc 0.0075 Tw (subscriber activity would artificially increase the) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1067 Tc 0.0095 Tw (and Joanne Colt ) Tj 57.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 353.28 0 TD /F0 7.92 Tf -0.0637 Tc -0.0335 Tw ( price of the stocks selected. The Commission) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0977 Tc 0 Tw (\(Admin.Proc. File No. ) Tj 75.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 335.28 0 TD /F0 7.92 Tf -0.1119 Tc 0.0147 Tw ( also found that the respondents collectively ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0098 Tc (10154\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 379.92 0 TD /F0 7.92 Tf -0.0472 Tc -0.05 Tw (purchased a significant) Tj 79.44 0 TD -0.1612 Tc 0.064 Tw ( volume of the selected ) Tj 80.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.082 Tc -0.0152 Tw (stock and dumped the stock shortly before the ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0914 Tc -0.0058 Tw (website disseminated its recommendations to ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0315 Tc -0.1287 Tw (its subscribers.) Tj 52.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -511.68 -38.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/9/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1242 Tc 0.027 Tw (SEC v. American ) Tj 61.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 46.8 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0443 Tc -0.0529 Tw (Internet Press Releases) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.1244 Tc 0.0272 Tw (Civil action. The Commission a) Tj 108 0 TD -0.1105 Tc 0.0133 Tw (lleges that the ) Tj 49.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1148 Tc 0.0176 Tw (Imaging, Inc., et al., ) Tj 69.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 131.76 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0603 Tc -0.0369 Tw (company whose primary business was ) Tj 133.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (0940) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0044 Tc (CIV) Tj 13.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1473 Tc 0.0501 Tw (Moreno ) Tj 27.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 126.24 0 TD /F0 7.92 Tf -0.1473 Tc 0.0501 Tw (of Florida) Tj 31.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 178.08 0 TD /F0 7.92 Tf -0.0997 Tc 0.0025 Tw (developing Internet commerce sites issued ) Tj 147.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0736 Tc -0.0236 Tw (\(S.D. Fla.\)) Tj 35.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 375.6 0 TD /F0 7.92 Tf -0.0955 Tc -0.0017 Tw (press releases over the Internet claiming it was ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0975 Tc 0 Tw (buying a soon) Tj 47.52 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1747 Tc (to) Tj 6.24 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1322 Tc (be) Tj 8.4 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1415 Tc 0.0443 Tw (profitable gold mine. ) Tj 73.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1389 Tc 0.0417 Tw (Allegedly, American Imaging relied on ) Tj 130.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0833 Tc -0.0139 Tw (inadequate test results to reach their ) Tj 126.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -585.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.103 Tc 0.0058 Tw (conclusion of the mine's profitability, and ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1023 Tc 0.0051 Tw (ignored and failed to disclose other contrary ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0148 Tc -0.0824 Tw (test results.) Tj 39.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -498.96 -70.56 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 4 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 20 0 obj 12966 endobj 18 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 19 0 R >> endobj 22 0 obj << /Length 23 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/14/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1312 Tc 0.034 Tw (SEC v. John Freeman, et ) Tj 88.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.44 0 TD /F0 7.92 Tf -0.0456 Tc -0.0516 Tw (19 Defendants) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 42.72 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0874 Tc -0.0098 Tw (Internet Chat Rooms and ) Tj 88.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.92 0 TD /F0 7.92 Tf -0.1839 Tc 0.0867 Tw (Civil act) Tj 26.88 0 TD -0.0954 Tc -0.0018 Tw (ion. The Commission alleges that 19 ) Tj 128.88 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0978 Tc 0 Tw (al., 00 Civ. 1963 \(VM\) ) Tj 77.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 124.08 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.2424 Tc (mail) Tj 13.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 92.16 0 TD /F0 7.92 Tf -0.0767 Tc -0.0205 Tw (defendants who, from 1997 through January ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0403 Tc 0 Tw (\(S.D.N.Y.\)) Tj 35.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 165.36 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0773 Tc -0.0199 Tw (2000, engaged in a widespread insider trading ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1372 Tc 0.04 Tw (scheme that produced over $8 million in illegal ) Tj 159.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0699 Tc -0.0273 Tw (profits from trading in the securities of 23 public) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0977 Tc 0 Tw ( companies. According to the Complaint, the ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1022 Tc 0.005 Tw (source of the inside information worked at two ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.119 Tc 0.0218 Tw (Wall Street investment banking firms, Goldman ) Tj 163.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0036 Tc -0.1008 Tw (Sachs & Co) Tj 41.28 0 TD -0.0366 Tc -0.0606 Tw (. Inc., and Credit Suisse First ) Tj 102.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1105 Tc 0.0133 Tw (Boston Corporation. Allegedly, much of the ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0738 Tc -0.0234 Tw (inside information was passed through Internet ) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1095 Tc 0.0123 Tw (chat rooms and by e) Tj 69.36 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2134 Tc (mail.) Tj 16.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -547.2 -41.76 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/20/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1428 Tc 0.0456 Tw (SEC v. ) Tj 26.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 81.6 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1193 Tc 0.0221 Tw (Civil action. The Commission) Tj 101.76 0 TD -0.1225 Tc 0.0253 Tw ( alleges that an ) Tj 53.76 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.129 Tc 0.0318 Tw (DynamicDaytrader.Com ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 117.12 0 TD /F0 7.92 Tf -0.087 Tc -0.0102 Tw (the District of Maine) Tj 68.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 141.6 0 TD /F0 7.92 Tf -0.0879 Tc -0.0093 Tw (Internet website provided, on a subscription ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1048 Tc 0.0076 Tw (L.L.C. and David A. ) Tj 69.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 342 0 TD /F0 7.92 Tf -0.1011 Tc 0.0039 Tw (basis, false and hypothetical day) Tj 110.64 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0841 Tc -0.0131 Tw (trading ) Tj 25.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0375 Tc -0.0597 Tw (Rudnick, C.A. No. ) Tj 64.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 346.8 0 TD /F0 7.92 Tf -0.1361 Tc 0.0389 Tw (recommendations that linked to a real) Tj 127.2 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2155 Tc 0.1183 Tw (time ) Tj 16.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (85) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0 Tc -0.0978 Tw (PC \(D. M) Tj 32.4 0 TD -0.1156 Tc 0 Tw (e.\)) Tj 8.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 347.28 0 TD /F0 7.92 Tf -0.083 Tc -0.0142 Tw (window referred to as the "Trading Floor." ) Tj 144 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0599 Tc -0.0373 Tw (Allegedly, Rudnick induced subscribers to trade) Tj 162.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0816 Tc -0.0156 Tw ( securities by falsely stating that, through the ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1194 Tc 0.0222 Tw (Trading Floor, they would be able to see the ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1767 Tc 0 Tw (real) Tj 12.48 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0749 Tc -0.0223 Tw (time actual trades of a successful day ) Tj 131.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0839 Tc -0.0133 Tw (trader and thu) Tj 47.76 0 TD -0.1453 Tc 0.0481 Tw (s be able to profit or approximate ) Tj 113.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1406 Tc 0.0434 Tw (the performance of the trader by merely ) Tj 136.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0821 Tc -0.0151 Tw (mimicking his trades.) Tj 72.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -531.6 -155.28 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 5 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 23 0 obj 10393 endobj 21 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 22 0 R >> endobj 25 0 obj << /Length 26 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.045 Tc -0.1683 Tw (a complete understanding of each action) Tj 133.92 0 TD -0.1234 Tc 0 Tw (.) Tj 1.92 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/23/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.041 Tc -0.0562 Tw (SEC v. eCONNECT and ) Tj 87.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.88 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0443 Tc -0.0529 Tw (Internet Press Releases) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0841 Tc -0.0131 Tw (Thomas S. Hughes, Civil) Tj 85.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 115.68 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 135.36 0 TD /F0 7.92 Tf -0.055 Tc -0.0422 Tw (eConnect issued false and misleading press ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0416 Tc -0.0556 Tw ( Action No. CV 00 02) Tj 72.72 0 TD -0.0122 Tc -0.085 Tw (959 ) Tj 15.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 113.28 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.0889 Tc -0.0083 Tw (releases claiming: \(1\) eConnect and its joint ) Tj 151.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0335 Tc -0.0637 Tw (AHM \(C.D. Cal.\)) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 354.48 0 TD /F0 7.92 Tf -0.1056 Tc 0.0084 Tw (venture partner had a unique licensing ) Tj 132.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1203 Tc 0.0231 Tw (arrangement with PalmPilot; and \(2\) a ) Tj 130.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0894 Tc -0.0078 Tw (subsidiary of eConnect had a strategic alliance ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0985 Tc 0.0013 Tw (with a brokerage firm concerning a system that ) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0931 Tc -0.0041 Tw (would permit cash transactions over the ) Tj 137.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1134 Tc 0.0162 Tw (Internet. The Complaint alleges that the ) Tj 138.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0525 Tc -0.0447 Tw (fraudulent press releases, which were ) Tj 131.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0907 Tc -0.0065 Tw (disseminated through a wire service as well as ) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0867 Tc -0.0105 Tw (by postings on Internet bulletin) Tj 104.16 0 TD -0.0317 Tc -0.0655 Tw ( boards, caused ) Tj 57.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0873 Tc -0.0099 Tw (a dramatic rise in the price of eConnect stock ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0924 Tc -0.0048 Tw (from $1.39 on February 28 to a high of $21.88 ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1457 Tc 0.0485 Tw (on March 9, 2000, on heavy trading volume.) Tj 149.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.16 -46.56 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/23/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0661 Tc -0.0311 Tw (SEC v. New World Web ) Tj 87.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.16 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0554 Tc -0.0418 Tw (Internet Websites and ) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36.24 0 TD /F0 7.92 Tf -0.2484 Tc 0 Tw (Civil) Tj 14.4 0 TD -0.0989 Tc 0.0017 Tw ( action. The Commission alleges that ) Tj 130.56 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0918 Tc -0.0054 Tw (Vision.Com, Inc., Capital) Tj 84.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.4 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.24 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1362 Tc 0.039 Tw (mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.0924 Tc -0.0048 Tw (fraudulent Internet stock offering by two Internet ) Tj 165.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0934 Tc -0.0038 Tw ( Corp. Investments ) Tj 66.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 134.16 0 TD /F0 7.92 Tf -0.0843 Tc -0.0129 Tw ( Texas, Fort Worth ) Tj 66.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 143.28 0 TD /F0 7.92 Tf -0.0415 Tc -0.0557 Tw (shopping mall businesses, known as an ) Tj 138.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1236 Tc 0.0264 Tw (International In) Tj 50.4 0 TD -0.0585 Tc -0.0387 Tw (c., and ) Tj 25.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 125.28 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -2.0724 Tc 0 Tw (\223) Tj -0.2522 Tc (e) Tj 6.72 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.2134 Tc (mall,) Tj -2.0724 Tc 1.9752 Tw (\224 ) Tj -0.0476 Tc -0.0496 Tw (as well as other Internet businesses. ) Tj 149.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0806 Tc -0.0166 Tw (Dwight D. Dubose, Civil ) Tj 83.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 327.6 0 TD /F0 7.92 Tf -0.1109 Tc 0.0137 Tw (The Complaint alleges that the two companies ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0723 Tc -0.0249 Tw (Action No. 4: ) Tj 46.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 364.56 0 TD /F0 7.92 Tf -0.0908 Tc -0.0064 Tw (were publicly offering and selling unregistered ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0552 Tc (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (0231) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.088 Tc -0.0092 Tw (Y \(N.D. Tex.\)) Tj 45.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 320.88 0 TD /F0 7.92 Tf -0.0346 Tc -0.0626 Tw (shares of stock through t) Tj 84.96 0 TD -0.0644 Tc -0.0328 Tw (wo Internet websites ) Tj 72 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0849 Tc -0.0123 Tw (and unsolicited spam e) Tj 78.72 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0933 Tc -0.0039 Tw (mail messages. ) Tj 57.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1337 Tc 0.0365 Tw (Allegedly, virtually all of the funds raised were ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1043 Tc 0.0071 Tw (misappropriated by CEO to pay personal ) Tj 140.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0889 Tc 0 Tw (expenses.) Tj 34.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -493.92 -133.92 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 6 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 26 0 obj 11462 endobj 24 0 obj << /Type /Page /Parent 5 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 25 0 R >> endobj 29 0 obj << /Length 30 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0265 Tc -0.1498 Tw ( files, and other relevant do) Tj 89.76 0 TD 0.0275 Tc -0.1508 Tw (cuments is required for ) Tj 78.48 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/29/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1065 Tc 0.0093 Tw (SEC v. Thomas E. Loyd, ) Tj 86.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.12 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0847 Tc -0.0125 Tw (Internet Newsletter and ) Tj 81.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.64 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1554 Tc 0.0582 Tw (individually, and d/b/a ) Tj 75.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 125.76 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District) Tj 70.32 0 TD 0 Tc -0.0972 Tw ( ) Tj 2.16 0 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1362 Tc 0.039 Tw (mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.1059 Tc 0.0087 Tw (Thomas E. Loyd, an unregistered investment ) Tj 155.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1356 Tc 0.0384 Tw (Loyd Financial ) Tj 51.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 149.76 0 TD /F0 7.92 Tf -0.0804 Tc -0.0168 Tw (of Texas, Houston ) Tj 64.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 145.2 0 TD /F0 7.92 Tf -0.1125 Tc 0.0153 Tw (adviser, disseminated of millions of copies of ) Tj 154.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0446 Tc -0.0526 Tw (Consulting, ) Tj 41.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 160.08 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0606 Tc -0.0366 Tw (his Investors) Tj -3.0324 Tc 2.9352 Tw (\222 ) Tj -0.08 Tc -0.0172 Tw (Alert newsletter. According to the) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0552 Tc 0 Tw (CA) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0552 Tc (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0292 Tc -0.068 Tw (1085, ) Tj 21.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 350.88 0 TD /F0 7.92 Tf -0.1135 Tc 0.0163 Tw ( Complaint, Investors) Tj -3.0324 Tc 0 Tw (\222) Tj 73.92 0 TD -0.1145 Tc 0.0173 Tw ( Alert provided stock ) Tj 71.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0833 Tc 0 Tw (\(S.D.Tex.\)) Tj 35.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 375.6 0 TD /F0 7.92 Tf -0.1238 Tc 0.0266 Tw (recommendations of micro) Tj 90.72 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0972 Tc -0 Tw (cap stocks to over ) Tj 64.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0652 Tc -0.032 Tw (650 subscribers and millions of other investors ) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0565 Tc -0.0407 Tw (through ) Tj -2.0724 Tc 0 Tw (\223) Tj -0.0495 Tc (broadcast) Tj -2.0724 Tc 1.9752 Tw (\224 ) Tj -0.0764 Tc -0.0208 Tw (facsimiles and unsolicited ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1189 Tc 0.0217 Tw (Internet e) Tj 32.16 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.08 Tc -0.0172 Tw (mails, known as ) Tj -2.0724 Tc 0 Tw (\223) Tj -0.0082 Tc (spams.) Tj -2.0724 Tc 1.9752 Tw (\224 ) Tj -0.1596 Tc 0.0624 Tw (Allegedly, ) Tj 126.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0999 Tc 0.0027 Tw (Loyd failed to disclose the amount, source, and) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1246 Tc 0.0274 Tw ( nature of compensation paid to him by the ) Tj 146.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -606 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0462 Tc -0.051 Tw (touted issuers, and scalped the stocks that the ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0954 Tc -0.0018 Tw (newsletter touted.) Tj 60.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -519.36 -42.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (3/30/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1174 Tc 0.0202 Tw (SEC v. Fred Moldofsky, ) Tj 83.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 24.72 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0796 Tc -0.0176 Tw (Internet Message Board ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0934 Tc -0.0038 Tw (00 Civ. 2425 \(Baer\) ) Tj 69.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.0937 Tc -0.0035 Tw (Moldofsky posted a fake press release on the ) Tj 156.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0403 Tc 0 Tw (\(S.D.N.Y.\)) Tj 35.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 165.36 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.1047 Tc 0.0075 Tw (Yahoo Finance message board regarding ) Tj 142.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0915 Tc -0.0057 Tw (Lucent Technologies, Inc. Allegedly, the ) Tj 140.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1045 Tc 0.0073 Tw (release was posted more than twenty times on ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0441 Tc -0.0531 Tw (March 22, 2000 and March 23, 2000.) Tj 127.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -586.32 -38.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (4/4/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1146 Tc 0.0174 Tw (SEC v. Stephen B. Marek ) Tj 90 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1023 Tc 0.0051 Tw (Mail Newsletter and ) Tj 69.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36.72 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.111 Tc 0.0138 Tw (and Dominic Roelandt, ) Tj 79.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 121.2 0 TD /F0 7.92 Tf -0.0308 Tc -0.0664 Tw (the Distr) Tj 29.04 0 TD -0.1096 Tc 0.0124 Tw (ict of Arizona) Tj 44.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.32 0 TD /F0 7.92 Tf -0.0485 Tc -0.0487 Tw (Internet Websites) Tj 60.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 53.28 0 TD /F0 7.92 Tf -0.098 Tc 0.0008 Tw (defendants falsely touted the stock of at least ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0538 Tc -0.0434 Tw (No. 00) Tj 22.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (600) Tj 12.96 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0219 Tc (PHX) Tj 16.08 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0377 Tc -0.1349 Tw (EHC \(D. ) Tj 31.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 319.68 0 TD /F0 7.92 Tf -0.086 Tc -0.0112 Tw (35 microcap companies through e) Tj 116.16 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2424 Tc 0.1452 Tw (mail ) Tj 16.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -594 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0686 Tc 0 Tw (Ariz.\)) Tj 18.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 392.88 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (messages disseminated by free Internet ) Tj 138.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0811 Tc -0.0161 Tw (newsletters. According to the Complaint, false ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0941 Tc -0.0031 Tw (and misleading statements regarding the ) Tj 140.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -600 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1008 Tc 0.0036 Tw (claimed performance of the defendants past ) Tj 152.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0661 Tc -0.0311 Tw (stock picks appeared on the Internet websites ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1344 Tc 0.0372 Tw (of all three controlled entities. Allegedly, ) Tj 138.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1008 Tc 0.0036 Tw (defendants repeatedly sold their personal ) Tj 142.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0606 Tc -0.0366 Tw (holdings of the touted stocks) Tj 97.92 0 TD -0.0882 Tc -0.009 Tw ( into the resulting ) Tj 60.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1394 Tc 0.0422 Tw (inflated market, thereby realizing at least ) Tj 138.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0863 Tc -0.0109 Tw ($41,958 and $100,835, respectively.) Tj 124.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -583.2 -59.52 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 7 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 30 0 obj 14180 endobj 27 0 obj << /Type /Page /Parent 28 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 29 0 R >> endobj 32 0 obj << /Length 33 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0445 Tc 0 Tw (Plea) Tj 14.64 0 TD 0.0253 Tc -0.1487 Tw (se note that these summaries represent ) Tj 129.12 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (4) Tj 4.32 0 TD -0.0406 Tc (/7/200) Tj 21.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1146 Tc 0.0174 Tw (SEC v. Stephen C. Sayre,) Tj 89.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.96 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0482 Tc -0.049 Tw (Internet Postings) Tj 58.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 55.92 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1075 Tc 0.0103 Tw ( Independent Financial ) Tj 81.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 119.28 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 135.36 0 TD /F0 7.92 Tf -0.1155 Tc 0.0183 Tw (defendant, a tree trimmer masquerading as a ) Tj 155.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0973 Tc 0 Tw (Reports, Inc. and Silver ) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 118.8 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.117 Tc 0.0198 Tw (financial analyst, issued recommendations over) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0334 Tc -0.0638 Tw (Screen Industries, Inc., ) Tj 81.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 329.28 0 TD /F0 7.92 Tf -0.0909 Tc -0.0063 Tw ( the Internet touting eConnect as an ) Tj 124.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -583.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1136 Tc 0.0164 Tw (Civil Action No. CV ) Tj 69.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 341.28 0 TD /F0 7.92 Tf -0.1177 Tc 0.0205 Tw (undervalued company. According to the ) Tj 139.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0293 Tc -0.0679 Tw (03800WJR, ex \(C.D. ) Tj 74.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 325.44 0 TD /F0 7.92 Tf -0.1263 Tc 0.0291 Tw (Complaint, the defen) Tj 70.8 0 TD -0.0669 Tc -0.0303 Tw (dant sold stock held in ) Tj 78.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0893 Tc 0 Tw (Cal.\)) Tj 16.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 394.8 0 TD /F0 7.92 Tf -0.1125 Tc 0.0153 Tw (accounts of Silver Screen into the inflated ) Tj 143.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0651 Tc -0.0321 Tw (market scalping profits of $1,435,997.66. ) Tj 144.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1294 Tc 0.0322 Tw (Allegedly, each recommendation stated that the) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0911 Tc -0.0061 Tw ( defendant did not hold stock in the ) Tj 121.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -580.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.119 Tc 0.0218 Tw (recommended companies.) Tj 90.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -549.6 -30.24 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (4/12/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1236 Tc 0.0264 Tw (SEC v. Alan Gi) Tj 51.84 0 TD -0.0127 Tc -0.0845 Tw (bbons, ) Tj 25.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30.72 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U. S. District Court for ) Tj 78.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 17.52 0 TD /F0 7.92 Tf -0.0839 Tc -0.0133 Tw (Internet Website and Internet) Tj 99.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 14.4 0 TD /F0 7.92 Tf -0.1083 Tc 0.0111 Tw (Civil action. Gibbons allegedly raised $172,000) Tj 161.76 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -620.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1098 Tc 0.0126 Tw (Civil Action No. 2247 ) Tj 73.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 127.2 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.24 0 TD /F0 7.92 Tf -0.0547 Tc -0.0425 Tw ( Message Board Posting) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30 0 TD /F0 7.92 Tf -0.1146 Tc 0.0174 Tw ( from seven investors, selling them promissory ) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0131 Tc -0.0841 Tw (\(N.D. I) Tj 22.8 0 TD -0.1261 Tc 0 Tw (ll.\)) Tj 8.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 170.16 0 TD /F0 7.92 Tf -0.1089 Tc 0.0117 Tw ( Illinois) Tj 23.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 186.48 0 TD /F0 7.92 Tf -0.0886 Tc -0.0086 Tw (notes and unregistered stock in several ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0721 Tc -0.0251 Tw (companies he started and owned but which ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1022 Tc 0.005 Tw (ultimately did little or no business. Further, he ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1336 Tc 0.0364 Tw (allegedly told investors their investments were ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0031 Tc 0 Tw (risk) Tj 12.24 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1002 Tc 0.003 Tw (free and guaranteed, and promised 30) Tj 132.48 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0114 Tc (50%) Tj 15.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0637 Tc -0.0335 Tw ( returns within four months, when in fact he ) Tj 149.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0761 Tc -0.0211 Tw (converted the funds to his own personal use.) Tj 152.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.76 -36.72 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/1/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0831 Tc -0.0141 Tw (In the Matter of Genesis ) Tj 84.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.0158 Tc -0.0814 Tw (2 Respondents) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.071 Tc -0.0262 Tw (Trading and Robert ) Tj 68.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.48 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.1139 Tc 0.0167 Tw (found that convicted felon Garganese ran a ) Tj 149.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0736 Tc -0.0236 Tw (Garganese \(Admin.Proc. ) Tj 87.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 323.76 0 TD /F0 7.92 Tf -0.054 Tc -0.0432 Tw (website selling subscriptions to day traders, ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (File No. 3) Tj 32.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10194\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.094 Tc -0.0032 Tw (misrepresenting that he and his experienced ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1032 Tc 0.006 Tw (staff had developed a stock trading system that ) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0183 Tc -0.0789 Tw (had an 81% success rate. ) Tj 91.44 0 TD -0.0726 Tc -0.0246 Tw ( The Commission ) Tj 62.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0859 Tc -0.0113 Tw (also found that Garganese had no staff other ) Tj 154.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0916 Tc -0.0056 Tw (than part) Tj 30.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1357 Tc 0.0385 Tw (time help from two relatives, and his ) Tj 124.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1024 Tc 0.0052 Tw (stock picking was done by commercially ) Tj 138.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1666 Tc 0.0694 Tw (available software.) Tj 62.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -521.76 -89.52 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.017 Tc 0.0301 Tw (Page 8 of 42) Tj 47.28 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 33 0 obj 12943 endobj 31 0 obj << /Type /Page /Parent 28 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 32 0 R >> endobj 35 0 obj << /Length 36 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0058 Tc -0.1292 Tw (Place of Fili) Tj 40.32 0 TD 0.038 Tc 0 Tw (ng) Tj 8.4 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/1/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1122 Tc 0.015 Tw (SEC v. Stephen ) Tj 57.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 50.88 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1141 Tc 0.0169 Tw (mails and Internet Bulletin) Tj 88.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 17.76 0 TD /F0 7.92 Tf -0.118 Tc 0.0208 Tw (Civil action. The Commission alleges that two ) Tj 158.88 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -618 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (Hourmouzis and W) Tj 66.48 0 TD -0.2192 Tc 0.122 Tw (ayne ) Tj 18.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.4 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw (the District of ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 48.24 0 TD /F0 7.92 Tf -0.0356 Tc -0.0616 Tw ( Board Postings) Tj 54.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 59.28 0 TD /F0 7.92 Tf -0.0799 Tc -0.0173 Tw (Australian residents used the Internet to falsely ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1155 Tc 0.0183 Tw (Loughnan, Civ. No. ) Tj 67.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 133.2 0 TD /F0 7.92 Tf -0.1398 Tc 0 Tw (Colorado) Tj 30.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 179.28 0 TD /F0 7.92 Tf -0.0951 Tc -0.0021 Tw (tout the stock of Rentech, Inc., a Denver ) Tj 139.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.1051 Tc (N) Tj 5.76 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0604 Tc -0.0368 Tw (905 \(D. Colo.\)) Tj 48.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 343.2 0 TD /F0 7.92 Tf -0.1221 Tc 0.0249 Tw (company, to millions of investors in the United ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1021 Tc 0.0049 Tw (States and abroad. All) Tj 75.36 0 TD -0.1277 Tc 0.0305 Tw (egedly, together they sent) Tj 87.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1585 Tc 0.0613 Tw ( between six and seven million e) Tj 109.44 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1441 Tc 0.0469 Tw (mails to ) Tj 28.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0671 Tc -0.0301 Tw (United States citizens, and others, and posted ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0633 Tc -0.0339 Tw (numerous messages on the message boards of) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0939 Tc -0.0033 Tw ( Yahoo!, Raging Bull, and InsidetheWeb.com. ) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.08 Tc -0.0172 Tw (According to the Complaint, the messages ) Tj 147.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0552 Tc 0 Tw (w) Tj 5.52 0 TD -0.1158 Tc 0.0186 Tw (ere masked and made to appear as though ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0952 Tc -0.002 Tw (written by analysts and contained false ) Tj 133.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0892 Tc -0.008 Tw (statements. According to the complaint, ) Tj 139.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0697 Tc -0.0275 Tw (Hourmouzis and Loughnan sold their stock in ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0851 Tc -0.0121 Tw (Rentech after disseminating the false ) Tj 129.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -588.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1427 Tc 0.0455 Tw (information, realizing approximately $14,000 in ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0498 Tc 0 Tw (profits.) Tj 23.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -482.64 -39.84 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/3/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1387 Tc 0.0415 Tw (SEC v. Refael Shaoulian,) Tj 86.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.36 0 TD /F0 7.92 Tf -0.081 Tc -0.0162 Tw (1 Defendant and 2 ) Tj 65.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 27.6 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0796 Tc -0.0176 Tw (Internet Message Board ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0462 Tc -0.051 Tw ( U.S. District Court for the) Tj 89.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.96 0 TD /F0 7.92 Tf -0.0862 Tc -0.011 Tw (Relief Defendants) Tj 61.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.36 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.1415 Tc 0.0443 Tw (Shaoulian engaged in virtually identical Internet) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0634 Tc -0.0338 Tw ( Central District of ) Tj 64.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.04 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.1179 Tc 0.0207 Tw ( pump and dump schemes involving five stocks.) Tj 163.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1329 Tc 0.0357 Tw (California, Civ. Action ) Tj 75.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -123.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0538 Tc -0.0434 Tw (No. 00) Tj 22.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.004 Tc -0.0932 Tw (04614 \(CBM\) \(C. ) Tj 61.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -134.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0627 Tc -0.0345 Tw (D. Cal.\)) Tj 26.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -74.4 -164.64 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 495.12 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0037 Tc 0.0433 Tw (Page ) Tj 21.12 0 TD 0.0276 Tc 0.0195 Tw (9 of 42) Tj 26.16 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 36 0 obj 10225 endobj 34 0 obj << /Type /Page /Parent 28 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 35 0 R >> endobj 38 0 obj << /Length 39 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/4/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1323 Tc 0.0351 Tw (SEC v. Mark Malatesta, ) Tj 82.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.2 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.11 Tc 0.0128 Tw (Internet Bulletin Board ) Tj 78 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36 0 TD /F0 7.92 Tf -0.1764 Tc 0.0792 Tw (Civil action) Tj 36.96 0 TD -0.0947 Tc -0.0025 Tw (. The Commission alleges that ) Tj 108 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1482 Tc 0.051 Tw (Individually and Doing ) Tj 76.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 124.32 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.36 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.0965 Tc -0 Tw (Malatesta operated a website, through which he) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0323 Tc -0.0649 Tw (Business as Financial ) Tj 79.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 121.68 0 TD /F0 7.92 Tf -0.1079 Tc 0.0107 Tw (California, Southern ) Tj 70.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 139.92 0 TD /F0 7.92 Tf -0.0705 Tc -0.0267 Tw ( recommended stock purchases of companies ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1148 Tc 0.0176 Tw (Solutions Web., Civil ) Tj 73.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 127.68 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0735 Tc -0.0237 Tw (traded on the NASD OTC Bulletin Board. ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0762 Tc -0.021 Tw (Action No. ) Tj 37.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 373.2 0 TD /F0 7.92 Tf -0.1374 Tc 0.0402 Tw (Allegedly, Malatesta made fraudulent ) Tj 127.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -586.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0302 Tc 0 Tw (SACV) Tj 21.6 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0611 Tc -0.0361 Tw (421GLT\(Eex\) ) Tj 48.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 326.64 0 TD /F0 7.92 Tf -0.0507 Tc -0.0465 Tw (statements about his, and FSW's background. ) Tj 162.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0428 Tc -0.0544 Tw (\(C.D. Cal.\)) Tj 36.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 374.16 0 TD /F0 7.92 Tf -0.1056 Tc 0.0084 Tw (According to the Complaint, Malatesta also ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1013 Tc 0.0041 Tw (failed to disclose that he wa) Tj 94.08 0 TD -0.0958 Tc -0.0014 Tw (s paid to tout the ) Tj 58.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.066 Tc -0.0312 Tw (stock of the two issuers and, in fact, falsely ) Tj 148.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1067 Tc 0.0095 Tw (denied that he was being paid to make his ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0963 Tc -0.0009 Tw (glowing comments about the stocks. Allegedly,) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0942 Tc -0.003 Tw ( Malatesta also used the alias SafeCents to ) Tj 149.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0793 Tc -0.0179 Tw (tout the stocks on the Raging Bull and Silicon ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.092 Tc -0.0052 Tw (Investor bulletin boards. According to the ) Tj 141.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0876 Tc -0.0096 Tw (Complaint, in response to inquiries by others on) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0956 Tc -0.0016 Tw ( the bulletin boards, Malatesta misrepresented ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0984 Tc 0.0012 Tw (the nature of his compensation agreements ) Tj 149.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0305 Tc -0.0667 Tw (with the two issuers.) Tj 69.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -528.72 -51.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/5/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1301 Tc 0.0329 Tw (SEC v. Mark Schultz, Civil) Tj 90 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1151 Tc 0.0179 Tw (Mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0889 Tc -0.0083 Tw ( Action No. 00 Civ. 3443 ) Tj 85.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 115.44 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.072 Tc -0.0252 Tw (Schultz distributed stock recommendations ) Tj 149.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0403 Tc 0 Tw (\(S.D.N.Y.\)) Tj 35.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 165.36 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0975 Tc 0 Tw (through a variety of subscription services ) Tj 141.6 0 TD -0.0108 Tc -0.0864 Tw (which ) Tj 22.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0717 Tc -0.0255 Tw (he distributed through e) Tj 80.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.174 Tc 0.0768 Tw (mail over the Internet. ) Tj 75.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1494 Tc 0.0522 Tw (Allegedly, he received over $500,000 in ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0613 Tc -0.0359 Tw (subscription income between 1995 and 1999. ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0861 Tc -0.0111 Tw (According to the Complaint, Schultz also ) Tj 140.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -600 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0631 Tc -0.0341 Tw (received undisclosed stock and cash ) Tj 127.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -587.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1687 Tc 0.0715 Tw (compensation with a value of over two million ) Tj 154.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0787 Tc -0.0185 Tw (dollars from at least thirteen issuers without ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0773 Tc -0.0199 Tw (disclosing the nature, source, and amount of ) Tj 153.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1017 Tc 0 Tw (compensation.) Tj 49.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -509.04 -97.2 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 10 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 39 0 obj 11665 endobj 37 0 obj << /Type /Page /Parent 28 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 38 0 R >> endobj 41 0 obj << /Length 42 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/10/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1141 Tc 0.0169 Tw (SEC v. Michael T. ) Tj 64.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 43.68 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1228 Tc 0.0256 Tw (Civil action. The Commission alleges that from) Tj 160.56 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -619.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0808 Tc -0.0164 Tw (Higgins, et al., No. ) Tj 65.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 135.84 0 TD /F0 7.92 Tf -0.0573 Tc -0.0399 Tw (he Northern District of ) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.0494 Tc -0.0478 Tw ( December 1998 through March 2000, Higgins, ) Tj 163.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (1657) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0323 Tc -0.0649 Tw (MEJ \(N.D. Cal.\)) Tj 54.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 114.96 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.1341 Tc 0.0369 Tw (a hedge fund manager, raised over $7.6 million ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0944 Tc -0.0028 Tw (by misrepresenting the performance record of ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0815 Tc -0.0157 Tw (Ballybunion Capital Partners, L.P. \(the "Fund"\) ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1565 Tc 0.0593 Tw (by t) Tj 12.24 0 TD -0.1105 Tc 0.0133 Tw (old investors that the Fund had impressive ) Tj 146.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0869 Tc -0.0103 Tw (gains when in fact it had suffered severe ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0737 Tc -0.0235 Tw (losses. According to the Complaint, by March ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0411 Tc -0.0561 Tw (2000, the Fund's assets had dwindled to ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1491 Tc 0.0519 Tw (approximately $750,000, barely one) Tj 120.72 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1041 Tc 0.0069 Tw (tenth the ) Tj 31.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0923 Tc -0.0049 Tw (amount Higgins continued to te) Tj 106.08 0 TD -0.1373 Tc 0.0401 Tw (ll investors they ) Tj 54.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0839 Tc -0.0133 Tw (had. Allegedly, Higgins also distributed false ) Tj 155.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1127 Tc 0.0155 Tw (information to a website that posted the ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1273 Tc 0.0301 Tw (information on the Internet.) Tj 91.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -550.56 -44.64 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/15/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1015 Tc 0.0043 Tw (SEC v. Ronald J. ) Tj 61.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 46.8 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 142.8 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -601.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1439 Tc 0.0467 Tw (Mitchellette, Civil Action ) Tj 83.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 117.84 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.0962 Tc -0.001 Tw (Mitchellette, an adjunct professor at Santa ) Tj 145.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0348 Tc -0.0624 Tw (No. C) Tj 19.92 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0208 Tc -0.118 Tw (20531 RMW ) Tj 46.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 120.96 0 TD /F0 7.92 Tf -0.0975 Tc 0 Tw ( California, San Jose ) Tj 73.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 136.8 0 TD /F0 7.92 Tf -0.1051 Tc 0.0079 Tw (Clara University's Leavey School of Business, ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0428 Tc -0.0544 Tw (\(N.D. Cal.\)) Tj 36.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 164.16 0 TD /F0 7.92 Tf -0.1692 Tc 0 Tw (Divisio) Tj 22.56 0 TD -0.0122 Tc (n) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.059 Tc -0.0382 Tw (sold stock an Internet start) Tj 90.48 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.129 Tc 0.0318 Tw (up company to, ) Tj 54.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0746 Tc -0.0226 Tw (among other investors, students in his ) Tj 132 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0884 Tc -0.0088 Tw (undergraduate courses. Allegedly, in selling the) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0965 Tc -0 Tw ( stock, Mitchellette failed to disclose the fact ) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (that just two years earlier he had been ) Tj 131.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1303 Tc 0.0331 Tw (convicted of perjury and) Tj 81.36 0 TD -0.1144 Tc 0.0172 Tw (, in a separate ) Tj 50.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1039 Tc 0.0067 Tw (Commission action, enjoined for fraud. ) Tj 135.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1068 Tc 0.0096 Tw (According to the Complaint, Mitchellette, 63, of ) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1025 Tc 0.0053 Tw (San Rafael, California, was the founder and ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0562 Tc -0.041 Tw (CEO of Virtual Education Network, Inc. \("VENI"\),) Tj 167.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -626.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1276 Tc 0.0304 Tw ( a Silicon Valley company established to offer ) Tj 156.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.072 Tc -0.0252 Tw (online college courses through its ) Tj 116.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -575.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1211 Tc 0.0239 Tw (eUniversity.com website.) Tj 84.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -543.84 -103.44 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 11 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 42 0 obj 11435 endobj 40 0 obj << /Type /Page /Parent 28 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 41 0 R >> endobj 44 0 obj << /Length 45 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/16/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1091 Tc 0.0119 Tw (SEC v. Y2K Highway ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf 0.1051 Tc 0 Tw (U) Tj 5.76 0 TD -0.0424 Tc -0.0548 Tw (.S. District Court for ) Tj 70.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1362 Tc 0.039 Tw (mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0581 Tc -0.0391 Tw (Inc., and Robert J. Kuntz,) Tj 87.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 113.52 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0634 Tc -0.0338 Tw (defendants sold two unregistered offerings with ) Tj 163.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1377 Tc 0.0405 Tw ( Civil Action No. ) Tj 58.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 142.32 0 TD /F0 7.92 Tf -0.061 Tc -0.0362 Tw (of Texas, Corpus ) Tj 61.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 148.8 0 TD /F0 7.92 Tf -0.0844 Tc -0.0128 Tw (misleading statements. According to the ) Tj 141.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.1051 Tc 0 Tw (C) Tj 5.76 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0669 Tc -0.0303 Tw (187 \(S.D. Tex.\)) Tj 52.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.64 0 TD /F0 7.92 Tf -0.0865 Tc -0.0107 Tw (Christi Division) Tj 51.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 158.64 0 TD /F0 7.92 Tf -0.0908 Tc -0.0064 Tw (Complaint, in connection with their first ) Tj 134.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0623 Tc -0.0349 Tw (securities offering, Y2K and Kuntz sold ) Tj 135.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0963 Tc -0.0009 Tw (securities to more than 360 investors located in) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0663 Tc -0.0309 Tw ( 25 states and 6 foreign countries, rai) Tj 126.96 0 TD 0.0202 Tc -0.1174 Tw (sing ) Tj 16.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1173 Tc 0.0201 Tw (approximately $275,000. The Complaint further ) Tj 164.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -624 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0867 Tc -0.0105 Tw (alleges that in connection with the second ) Tj 144.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1356 Tc 0.0384 Tw (offering, the defendants made materially ) Tj 138.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.084 Tc -0.0132 Tw (misleading statements and omissions about ) Tj 151.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0832 Tc -0.014 Tw (Y2K's 1999 revenues and the intended use of ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0817 Tc -0.0155 Tw (the offering proceeds.) Tj 74.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -533.76 -42.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (5/17/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0882 Tc -0.009 Tw (SEC v. Larry W. Ellis, ) Tj 77.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30.96 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1377 Tc 0.0405 Tw (Civil Action No. ) Tj 54.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 146.64 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.0748 Tc -0.0224 Tw (Ellis, d/b/a ATM Technology Systems, raised ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0046 Tc (00CV1040) Tj 36.96 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.004 Tc -0.1012 Tw (P \(N.D. ) Tj 28.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 126.48 0 TD /F0 7.92 Tf -0.1165 Tc 0.0193 Tw ( Texas, Dal) Tj 38.88 0 TD -0.049 Tc -0.0482 Tw (las ) Tj 12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 159.12 0 TD /F0 7.92 Tf -0.1178 Tc 0.0206 Tw ($1 million by falsely representing that he had ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1503 Tc 0 Tw (Tex.\)) Tj 17.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.6 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0577 Tc -0.0395 Tw (become wealthy through his ATM business; ) Tj 151.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0568 Tc -0.0404 Tw (that he owned an ATM manufacturing business ) Tj 163.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1098 Tc 0.0126 Tw (that he planned to take public; that he could ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0728 Tc -0.0244 Tw (offer investors stock options which he could ) Tj 151.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2266 Tc 0 Tw (mak) Tj 14.4 0 TD -0.0896 Tc -0.0076 Tw (e valuable by issuing press releases to ) Tj 133.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0892 Tc -0.008 Tw (raise the price of the stock; and that investors ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0743 Tc -0.0229 Tw (would be investing in a specific ATM, which ) Tj 151.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1033 Tc 0.0061 Tw (would provide 12% interest monthly plus 20 ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0392 Tc -0.058 Tw (25% of the ATM's profits.) Tj 87.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -548.88 -145.44 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 12 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 45 0 obj 10660 endobj 43 0 obj << /Type /Page /Parent 28 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 44 0 R >> endobj 48 0 obj << /Length 49 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (6/9/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1173 Tc 0.0201 Tw (SEC v. SG Limited, d/b/a ) Tj 88.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1366 Tc 0.0394 Tw (Civil action. Th) Tj 52.8 0 TD -0.0987 Tc 0.0015 Tw (e Commission alleges that SG ) Tj 105.84 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -617.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1281 Tc 0.0309 Tw (Stockgeneration et al., ) Tj 78 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 123.12 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw (the District of ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 162.24 0 TD /F0 7.92 Tf -0.1029 Tc 0.0057 Tw (Limited, based on the Caribbean island of ) Tj 143.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.022 Tc -0.0752 Tw (C.A. No. 00 CV ) Tj 55.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 145.44 0 TD /F0 7.92 Tf 0.0206 Tc 0 Tw (Massachusetts) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 157.92 0 TD /F0 7.92 Tf -0.1192 Tc 0.022 Tw (Dominica, operated a website under the name ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (11141) Tj 21.6 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0343 Tc -0.1315 Tw (JLT \(D. Mass.\)) Tj 51.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 335.04 0 TD /F0 7.92 Tf -0.0784 Tc -0.0188 Tw ("StockGeneration," \(www.stockgeneration.) Tj 144.72 0 TD -0.1093 Tc 0.0121 Tw (com\) ) Tj 19.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.082 Tc -0.0152 Tw (promising investors a risk) Tj 87.12 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1199 Tc 0.0227 Tw (free, guaranteed ) Tj 58.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1022 Tc 0.005 Tw (return of 10% per month, or 215% per year on a ) Tj 165.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0831 Tc -0.0141 Tw (compounded basis. SG allegedly described ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1069 Tc 0.0097 Tw (itself as a "virtual stock exchange" offering ) Tj 146.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1341 Tc 0.0369 Tw (investments in the stock of several "virtual ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0906 Tc -0.0066 Tw (companies," including one referred to as the ) Tj 152.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0943 Tc -0.0029 Tw ("privileged company" whose shares "only rise" ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1235 Tc 0.0263 Tw (and generate the guaranteed 10% monthly ) Tj 146.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1067 Tc 0.0095 Tw (return. The Complaint alleges that the ) Tj 132.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0859 Tc -0.0113 Tw (investment program, which raised hundreds of ) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0302 Tc -0.067 Tw (thousands, if n) Tj 50.64 0 TD -0.1012 Tc 0.004 Tw (ot millions, of dollars was ) Tj 87.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1119 Tc 0.0147 Tw (actually nothing more than a classic pyramid ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0702 Tc 0 Tw (scheme.) Tj 29.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -488.4 -39.84 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (6/15/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0776 Tc -0.0196 Tw (SEC v. In Shig Ahn, ) Tj 71.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36.96 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (On) Tj 10.56 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0773 Tc -0.0199 Tw (line Brokerage Accounts) Tj 83.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 17.28 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0786 Tc -0.0186 Tw (Case No. 00 Civ. 4416 ) Tj 79.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 121.2 0 TD /F0 7.92 Tf -0.0547 Tc 0 Tw (th) Tj 6.48 0 TD -0.0558 Tc -0.0414 Tw (e Southern District ) Tj 66 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0791 Tc -0.0181 Tw (defendant used a fraudulent Internet stock ) Tj 146.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0403 Tc 0 Tw (\(S.D.N.Y.\)) Tj 35.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 165.36 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0729 Tc -0.0243 Tw (trading scheme, which netted almost $180,000 ) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0743 Tc -0.0229 Tw (in illegal proceeds by placing numerous cross ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0926 Tc -0.0046 Tw (trades between on) Tj 62.64 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1093 Tc 0.0121 Tw (line accounts he maintained) Tj 95.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1167 Tc 0.0195 Tw ( at two different brokera) Tj 80.4 0 TD -0.1234 Tc 0.0262 Tw (ge firms. Allegedly, he ) Tj 79.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0621 Tc -0.0351 Tw (created losses in one account \(which he had ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.071 Tc -0.0262 Tw (funded with over $350,000 in bad checks\) and ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0941 Tc -0.0031 Tw (gains in the other and then tried to take cash ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0996 Tc 0.0024 Tw (out of the winning account, apparently with the ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.101 Tc 0.0038 Tw (intention of absconding with the mone) Tj 128.88 0 TD -0.2286 Tc 0 Tw (y.) Tj 5.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.76 -124.32 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 13 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 49 0 obj 10899 endobj 46 0 obj << /Type /Page /Parent 47 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 48 0 R >> endobj 51 0 obj << /Length 52 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (7/12/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1295 Tc 0.0323 Tw (SEC v. Stadtt Media, ) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 34.32 0 TD /F0 7.92 Tf -0.0549 Tc -0.0423 Tw (4 Defendants and 1 ) Tj 69.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.021 Tc 0 Tw (U.S.) Tj 15.36 0 TD -0.0386 Tc -0.0586 Tw ( District Court for ) Tj 60.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1352 Tc 0.038 Tw (Civil action. The Complaint alleges that ) Tj 136.8 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -595.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0713 Tc -0.0259 Tw (L.L.C., Anthony B. ) Tj 65.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 42.96 0 TD /F0 7.92 Tf -0.1126 Tc 0.0154 Tw (Relief Defendant) Tj 57.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 35.76 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.1266 Tc 0.0294 Tw (Benavides, Martinez, and Santos made ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1234 Tc 0.0262 Tw (Benavides, Robert M. ) Tj 75.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 125.28 0 TD /F0 7.92 Tf -0.0996 Tc 0.0024 Tw ( Texas, Dallas ) Tj 50.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 159.12 0 TD /F0 7.92 Tf -0.1217 Tc 0.0245 Tw (materially false representations) Tj 105.6 0 TD -0.115 Tc 0.0178 Tw ( to investors in ) Tj 51.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0891 Tc -0.0081 Tw (Martinez, Jefferson F. ) Tj 77.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 124.08 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0943 Tc -0.0029 Tw (connection with the sale of Stadtt Media, LLC ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (Santos, and Lana M. St. ) Tj 84.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 326.4 0 TD /F0 7.92 Tf -0.1097 Tc 0.0125 Tw (Units. Allegedly, among other things, they are ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1309 Tc 0.0337 Tw (Martin, Defendant Solely ) Tj 85.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 325.2 0 TD /F0 7.92 Tf -0.0968 Tc -0 Tw (claimed \(1\) that the company owns patents or ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0707 Tc -0.0265 Tw (for Purpo) Tj 31.92 0 TD -0.0696 Tc -0.0276 Tw (ses of Equitable) Tj 54.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.24 0 TD /F0 7.92 Tf -0.059 Tc 0 Tw (patents) Tj 25.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0942 Tc -0.003 Tw (pending on Internet) Tj 66 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1465 Tc 0.0493 Tw (related inventions; ) Tj 63.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1372 Tc 0.04 Tw ( Relief, Civil Action No. ) Tj 80.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 330.48 0 TD /F0 7.92 Tf -0.1241 Tc 0.0269 Tw (\(2\) that a major investment banking firm is ) Tj 145.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0046 Tc (00CV1489) Tj 36.96 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.004 Tc -0.1012 Tw (P \(N.D. ) Tj 28.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 336.48 0 TD /F0 7.92 Tf -0.1285 Tc 0.0313 Tw (committed to underwriting a $100 million initial ) Tj 159.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1503 Tc 0 Tw (Tex.\)) Tj 17.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 393.6 0 TD /F0 7.92 Tf -0.0775 Tc -0.0197 Tw (public offering \("IPO"\) for Stadtt Media which will) Tj 166.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -625.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0964 Tc -0.0008 Tw ( result in a 16,000% return on an investment in ) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.097 Tc -0 Tw (the company's pre) Tj 62.4 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0789 Tc -0.0183 Tw (IPO offering; and \(3\) that ) Tj 87.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0932 Tc -0.004 Tw (Stadtt Media would use the proceeds from the ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0873 Tc 0 Tw (pre) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0966 Tc -0 Tw (IPO offering for working capital and for the ) Tj 146.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1844 Tc 0.0872 Tw (development of C) Tj 59.76 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1105 Tc (Magazines.com.) Tj 55.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -577.44 -46.56 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (7/17/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0637 Tc -0.0335 Tw (SEC v. Jason M. Chester ) Tj 89.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.72 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.066 Tc -0.0312 Tw (Internet Press Release and ) Tj 95.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.72 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0752 Tc -0.022 Tw (and JMAX Online ) Tj 62.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 138.72 0 TD /F0 7.92 Tf -0.0797 Tc -0.0175 Tw (he Middle District of ) Tj 70.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.0346 Tc -0.0626 Tw (Chester and JMAX fr) Tj 72.24 0 TD -0.1021 Tc 0.0049 Tw (audulently misrepresented ) Tj 91.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0831 Tc -0.0141 Tw (Communications, Inc., ) Tj 78.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 122.16 0 TD /F0 7.92 Tf -0.1466 Tc 0 Tw (Florida) Tj 23.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 186.72 0 TD /F0 7.92 Tf -0.0996 Tc 0.0024 Tw (that Chase Manhattan Bank had placed a ) Tj 143.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.16 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.054 Tc -0.0432 Tw (No. 8:00) Tj 29.28 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD 0.0102 Tc (CV1443) Tj 28.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.1375 Tc (T) Tj 5.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0423 Tc -0.0549 Tw (24F ) Tj 15.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.96 0 TD /F0 7.92 Tf -0.0669 Tc -0.0303 Tw ("strong buy recommendation" on Winchester's ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0858 Tc -0.0114 Tw (\(M.D. Fla.\)) Tj 36.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 374.4 0 TD /F0 7.92 Tf -0.1294 Tc 0.0322 Tw (stock in an Internet investment review and ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1012 Tc 0.004 Tw (related press release. Allege) Tj 98.88 0 TD -0.1452 Tc 0.048 Tw (dly, at the same ) Tj 55.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1009 Tc 0.0037 Tw (time the defendants were encouraging investors) Tj 163.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0924 Tc -0.0048 Tw ( to buy the stock, the defendants sold all the ) Tj 151.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0749 Tc -0.0223 Tw (shares of the stock that they owned. The ) Tj 142.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1193 Tc 0.0221 Tw (Complaint alleges that the defendants failed to ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1066 Tc 0.0094 Tw (disclose that they received shares for promoti) Tj 154.32 0 TD -0.0122 Tc 0 Tw (ng) Tj 8.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0554 Tc -0.0418 Tw ( the stock.) Tj 35.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -494.4 -126.24 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 14 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 52 0 obj 12428 endobj 50 0 obj << /Type /Page /Parent 47 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 51 0 R >> endobj 54 0 obj << /Length 55 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/2/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1654 Tc 0.0682 Tw (SEC v. Phoenix ) Tj 55.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 52.08 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (4 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0207 Tc -0.0765 Tw (U.S. District Cou) Tj 58.08 0 TD -0.0783 Tc -0.0189 Tw (rt for ) Tj 18.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0927 Tc -0.0045 Tw (Internet Offering of ) Tj 66.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.096 Tc -0.0012 Tw (Telecom, L.L.C., Jerold ) Tj 82.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 119.04 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.24 0 TD /F0 7.92 Tf -0.0573 Tc -0.0399 Tw (Unregistered Securities) Tj 80.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 33.6 0 TD /F0 7.92 Tf -0.114 Tc 0.0168 Tw (defendants promoted a massive fraudulent ) Tj 147.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0989 Tc 0.0017 Tw (Benjamin Clawson, Jerry ) Tj 87.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 114 0 TD /F0 7.92 Tf -0.1355 Tc 0.0383 Tw ( Georgia) Tj 29.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 180.72 0 TD /F0 7.92 Tf -0.0705 Tc -0.0267 Tw (scheme through the use of in) Tj 99.6 0 TD -0.0317 Tc -0.0655 Tw (surance agents ) Tj 54.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1027 Tc 0.0055 Tw (Deland Beacham and H. ) Tj 85.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 325.2 0 TD /F0 7.92 Tf -0.1215 Tc 0.0243 Tw (and over the Internet, in which Phoenix raised ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1069 Tc 0.0097 Tw (Ellis Ragland, Jr., Civil ) Tj 79.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 331.92 0 TD /F0 7.92 Tf -0.1299 Tc 0.0327 Tw (more than $74 million from more than 2,000 ) Tj 151.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1116 Tc 0.0144 Tw (Action File No. ) Tj 52.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 358.8 0 TD /F0 7.92 Tf -0.1013 Tc 0.0041 Tw (mostly elderly investors. The Complaint asserts) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0335 Tc 0 Tw (1:00) Tj 15.12 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0552 Tc (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (1970) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.1209 Tc -0.2181 Tw (JTC ) Tj 17.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 342.72 0 TD /F0 7.92 Tf -0.0686 Tc -0.0286 Tw ( that the scheme is based upon purported ) Tj 144.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0339 Tc -0.0633 Tw (\(N.D.Ga.\) ) Tj 35.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 375.36 0 TD /F0 7.92 Tf -0.0959 Tc -0.0013 Tw (investments in customer owned, coin) Tj 126.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.141 Tc 0.0438 Tw (operated ) Tj 31.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1259 Tc 0.0287 Tw (telephones offered and sold in units, involving a) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1253 Tc 0.0281 Tw ( telephone, site lease, lease/back agreement ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1031 Tc 0.0059 Tw (and buy/back agreement, that constitute ) Tj 138.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0875 Tc -0.0097 Tw (securities. Allegedly Phoenix could substitute ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0729 Tc -0.0243 Tw (shares for which no registration statement had ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1071 Tc 0.0099 Tw (been filed. According to the Complaint, ) Tj 136.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1248 Tc 0.0276 Tw (Phoenix failed to disclose certain information ) Tj 153.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1274 Tc 0.0302 Tw (about the company to investors.) Tj 108.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -567.36 -47.76 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/8/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1219 Tc 0.0247 Tw (In the Matter of ) Tj 53.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 54.24 0 TD /F0 7.92 Tf 0.0277 Tc -0.1249 Tw (2 Resp) Tj 24.72 0 TD -0.0469 Tc 0 Tw (ondents) Tj 27.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.112 Tc 0.0148 Tw (UniversalScience.com, ) Tj 80.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 120.48 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.0988 Tc 0.0016 Tw (found that the company's website offered free ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.087 Tc -0.0102 Tw (Inc. and Rene Perez ) Tj 72.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 338.88 0 TD /F0 7.92 Tf -0.0887 Tc -0.0085 Tw (shares with further offer to sell additional ) Tj 140.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1008 Tc 0.0036 Tw (\(Admin.Proc. File ) Tj 61.68 0 TD -0.0814 Tc -0.0158 Tw (No. ) Tj 14.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 335.28 0 TD /F0 7.92 Tf -0.049 Tc -0.0482 Tw (shares of its stock. The Commission also ) Tj 145.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0098 Tc (10266\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 379.92 0 TD /F0 7.92 Tf -0.0875 Tc -0.0097 Tw (found that the company described itself as a ) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1007 Tc 0.0035 Tw (leading consumer community which paid ) Tj 140.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -600 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0983 Tc 0.0011 Tw (people to surf the Internet.) Tj 89.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -548.64 -156.48 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 15 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 55 0 obj 10617 endobj 53 0 obj << /Type /Page /Parent 47 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 54 0 R >> endobj 57 0 obj << /Length 58 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/10/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0648 Tc -0.0324 Tw (SEC V. Elfindepan, S.A.,) Tj 85.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.08 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (4 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1033 Tc 0.0061 Tw ( Southern Financial) Tj 66.24 0 TD 0 Tc -0.0972 Tw ( ) Tj 2.16 0 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 132.72 0 TD /F0 7.92 Tf -0.0806 Tc -0.0166 Tw (the Middle District of ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.097 Tc -0 Tw (defendants defrauded investors nationwide in ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1178 Tc 0.0206 Tw (Group, Tracy Calvin ) Tj 70.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 130.32 0 TD /F0 7.92 Tf -0.1019 Tc 0.0047 Tw (North Carolina) Tj 49.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 160.56 0 TD /F0 7.92 Tf -0.0936 Tc -0.0036 Tw (an apparent Ponzi scheme in connection with ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0744 Tc -0.0228 Tw (Dunlap, Jr. and Barry ) Tj 75.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 336 0 TD /F0 7.92 Tf -0.0802 Tc -0.017 Tw (the unregistered offer and sale of the securities ) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0402 Tc -0.057 Tw (Lowe, 1:00CV00742 ) Tj 72.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 338.88 0 TD /F0 7.92 Tf -0.1252 Tc 0.028 Tw (of Elfi) Tj 19.68 0 TD -0.0487 Tc -0.0485 Tw (ndepan, a supposed Costa Rican ) Tj 116.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0186 Tc 0 Tw (\(M.D.N.C.\)) Tj 37.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 373.44 0 TD /F0 7.92 Tf -0.0948 Tc -0.0024 Tw (financial company with offices in Greensboro, ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1119 Tc 0.0147 Tw (North Carolina. The Complaint alleges that the ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1238 Tc 0.0266 Tw (defendants made numerous materially false ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1015 Tc 0.0043 Tw (and misleading statements to investors. ) Tj 139.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1075 Tc 0.0103 Tw (Defendants allegedly raised ) Tj 96.48 0 TD -0.0827 Tc -0.0145 Tw (at least $13.5 ) Tj 48.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1297 Tc 0.0325 Tw (million from the investing public in at least nine) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0251 Tc -0.0721 Tw ( states.) Tj 24.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -484.08 -31.92 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/11/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1067 Tc 0.0095 Tw (SEC v. BroadBand ) Tj 66.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.0549 Tc -0.0423 Tw (4 Defendants and 4 ) Tj 69.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.1078 Tc 0.0106 Tw (Internet Bulletin Board and ) Tj 92.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.12 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 147.12 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -606.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0855 Tc -0.0117 Tw (Wireless International ) Tj 76.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.44 0 TD /F0 7.92 Tf -0.0862 Tc -0.011 Tw (Relief Defendants) Tj 61.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.24 0 TD /F0 7.92 Tf -0.0384 Tc 0 Tw (Website) Tj 28.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 85.44 0 TD /F0 7.92 Tf -0.0926 Tc -0.0046 Tw (convicted felon Donald Knight and securities ) Tj 153.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.11 Tc 0.0128 Tw (Corporation, et al., CIV ) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 118.8 0 TD /F0 7.92 Tf -0.1723 Tc 0.0751 Tw ( Oklahoma) Tj 36.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 173.04 0 TD /F0 7.92 Tf -0.0996 Tc 0.0024 Tw (law recidivist Ivan Webb share control of BBAN,) Tj 163.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (1375) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0325 Tc -0.0647 Tw (R \(W.D. Okla.\)) Tj 51.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 328.32 0 TD /F0 7.92 Tf -0.0597 Tc -0.0375 Tw ( filed false documents with the SEC, issued ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.099 Tc 0 Tw (fra) Tj 9.12 0 TD -0.06 Tc -0.0372 Tw (udulent press releases and disseminated ) Tj 142.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.122 Tc 0.0248 Tw (other false and misleading information on ) Tj 142.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0883 Tc -0.0089 Tw (Raging Bull and on the company's website. ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1026 Tc 0.0054 Tw (The Complaint alleges that the defendants ) Tj 146.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1074 Tc 0.0102 Tw (claimed BBAN was to acquire several ) Tj 130.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1129 Tc 0.0157 Tw (companies, but had no ability to do so. ) Tj 134.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -594 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0999 Tc 0.0027 Tw (Allegedly, the stock was pumped from ) Tj 131.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0691 Tc -0.0281 Tw ($.12/share in late 1999 to $12/share, at which ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0664 Tc -0.0308 Tw (point Knight dumped restricted shares on the ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1346 Tc 0.0374 Tw (market, netting at least $5 million.) Tj 114 0 TD 0 Tc -0.0972 Tw ( ) Tj -573.12 -148.56 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 16 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 58 0 obj 10873 endobj 56 0 obj << /Type /Page /Parent 47 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 57 0 R >> endobj 60 0 obj << /Length 61 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/15/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1221 Tc 0.0249 Tw (SEC v. Merger ) Tj 52.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 55.2 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1285 Tc 0.0313 Tw (Mail Spam and Internet ) Tj 81.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 24.72 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0823 Tc -0.0149 Tw (Communications, Inc.) Tj 74.64 0 TD -0.0972 Tc 0 Tw (, ) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 122.16 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.0384 Tc 0 Tw (Website) Tj 28.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 85.44 0 TD /F0 7.92 Tf -0.0341 Tc -0.0631 Tw (defendants touted NASDAQ and OTC stocks by) Tj 165.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0888 Tc -0.0084 Tw (Jukka U. Tolonen, and ) Tj 79.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 121.92 0 TD /F0 7.92 Tf -0.0804 Tc -0.0168 Tw (of Texas, Houston ) Tj 64.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 145.2 0 TD /F0 7.92 Tf -0.0782 Tc -0.019 Tw ( means of spamming, mass faxing, and press ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1691 Tc 0.0719 Tw (David A. Drake, Civil ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.64 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.078 Tc -0.0192 Tw (releases often without disclosing the nature, ) Tj 151.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0762 Tc -0.021 Tw (Action No. ) Tj 37.92 0 TD 0.1051 Tc 0 Tw (H) Tj 5.76 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc -0.085 Tw (2791 ) Tj 19.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 334.08 0 TD /F0 7.92 Tf -0.1056 Tc 0.0084 Tw (source, and amount of compensation by or on ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0833 Tc -0.0139 Tw (\(S.D. Tex.\)) Tj 37.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 373.44 0 TD /F0 7.92 Tf -0.079 Tc -0.0182 Tw (behalf of the touted issuers. The SEC alleged ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0869 Tc -0.0103 Tw (that this touting was done with the intent to ) Tj 147.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1264 Tc 0.0292 Tw (cause immediate price and volume spikes in ) Tj 152.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0801 Tc -0.0171 Tw (the touted stocks, and that in at least two c) Tj 145.2 0 TD 0.0289 Tc 0 Tw (ases) Tj 16.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1125 Tc 0.0153 Tw ( the touting worked. Allegedly, in the case of ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0772 Tc -0.02 Tw (PinkMonkey.com, Merger's touts caused a 400%) Tj 166.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -625.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.082 Tc -0.0152 Tw ( price spike within two days of the touts; in the ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0679 Tc -0.0293 Tw (case of ClearworksTechnologies, Inc., the ) Tj 145.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0842 Tc -0.013 Tw (stock spiked 66% in the three days following the) Tj 163.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.041 Tc -0.0562 Tw ( touts.) Tj 21.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -480.24 -46.56 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/16/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0682 Tc -0.029 Tw (SEC v. Precious Stones ) Tj 84.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.04 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (4 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (Civil action. The Commission alleges that the ) Tj 157.68 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0561 Tc -0.0411 Tw (Trading Worldwide, Inc. ) Tj 84.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.88 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.1057 Tc 0.0085 Tw (company led by barred broker, with two others, ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1384 Tc 0.0412 Tw (et. al., 00 Civ. 60) Tj 57.6 0 TD -0.0122 Tc -0.085 Tw (97 ) Tj 10.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.72 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0842 Tc -0.013 Tw (made baseless price predictions; made false ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0121 Tc -0.0851 Tw (\(NRB\) \(S.D.N.Y.\)) Tj 60 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.12 0 TD /F0 7.92 Tf -0.089 Tc -0.0082 Tw (statements about an IPO of PSTW; converted ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1182 Tc 0.021 Tw (money for personal expenses.) Tj 102.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -561.36 -46.08 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/24/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1437 Tc 0.0465 Tw (SEC v. Le Club Prive, et ) Tj 85.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.8 0 TD /F0 7.92 Tf -0.0549 Tc -0.0423 Tw (8 Defendants and 8 ) Tj 69.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0485 Tc -0.0487 Tw (Internet Websites) Tj 60.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 53.28 0 TD /F0 7.92 Tf -0.2484 Tc 0 Tw (Civil) Tj 14.4 0 TD -0.101 Tc 0.0038 Tw ( action. The Commission alleges that Le ) Tj 141.12 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1433 Tc 0.0461 Tw (al., Civil Action No. ) Tj 66.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.28 0 TD /F0 7.92 Tf -0.0862 Tc -0.011 Tw (Relief Defendants) Tj 61.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.0992 Tc 0.002 Tw (Club Prive posed as an investment club, raising) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0039 Tc 0 Tw (3:00CV) Tj 26.16 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (1851) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.1051 Tc -0.2023 Tw (R ) Tj 7.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 144.48 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw ( Texas) Tj 23.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 186.96 0 TD /F0 7.92 Tf -0.0848 Tc -0.0124 Tw ( at least $5.6 mil from 2000 US citizens. ) Tj 140.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -600 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0733 Tc 0 Tw (\(N.D.Tex.\)) Tj 36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 375.12 0 TD /F0 7.92 Tf -0.1703 Tc 0.0731 Tw (Allegedly, member) Tj 63.12 0 TD -0.0438 Tc -0.0534 Tw (ship allows purchase of ) Tj 82.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1154 Tc 0.0182 Tw (various mutual funds touted as having ) Tj 131.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1496 Tc 0.0524 Tw (unbelievable returns, also allows multilevel ) Tj 145.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0939 Tc -0.0033 Tw (marketing commissions for recruitment of new ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0889 Tc -0.0083 Tw (members. According to the Complaint, LCP ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.099 Tc 0.0018 Tw (house mutual funds are themselves ) Tj 123.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -582.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0684 Tc 0 Tw (unregistered.) Tj 44.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -504 -64.32 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 17 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 61 0 obj 13253 endobj 59 0 obj << /Type /Page /Parent 47 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 60 0 R >> endobj 63 0 obj << /Length 64 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/29/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1079 Tc 0.0107 Tw (SEC v. Tutornet.com ) Tj 74.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 33.84 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.136 Tc 0.0388 Tw (Civil action. The Co) Tj 68.88 0 TD -0.1051 Tc 0.0079 Tw (mmission alleges that ) Tj 76.08 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0396 Tc -0.0576 Tw (Group, Inc. and Euburn ) Tj 83.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 118.08 0 TD /F0 7.92 Tf -0.0512 Tc -0.046 Tw (the Eastern District of ) Tj 76.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 133.44 0 TD /F0 7.92 Tf -0.0611 Tc -0.0361 Tw (Tutornet and Pres/CEO Euburn Forde filed ) Tj 149.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1181 Tc 0.0209 Tw (R.A. Forde, Civil Action ) Tj 82.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 119.04 0 TD /F0 7.92 Tf -0.1424 Tc 0.0452 Tw (Virginia, Alexandria ) Tj 67.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 142.08 0 TD /F0 7.92 Tf -0.1387 Tc 0.0415 Tw (materially false and misleading 8) Tj 110.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0493 Tc -0.0479 Tw (K and 10) Tj 30.96 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0372 Tc -0.06 Tw (Q; ) Tj 10.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0538 Tc -0.0434 Tw (No. 00) Tj 22.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (1472) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0418 Tc -0.0554 Tw (A \(E.D.Va.\)) Tj 39.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.16 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0871 Tc -0.0101 Tw (same misleading info was posted on website in) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1056 Tc 0.0084 Tw ( a letter to shareholders. The Complaint ) Tj 138.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1096 Tc 0.0124 Tw (alleges that at issue are various false ) Tj 127.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -587.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0878 Tc -0.0094 Tw (statements including a misrepresentation that ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1177 Tc 0.0205 Tw (Tutornet had a lucrative "co) Tj 93.6 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0515 Tc -0.0457 Tw (branding" ) Tj 35.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.108 Tc 0.0108 Tw (arrangement with AOL which would give it ) Tj 145.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0738 Tc -0.0234 Tw (access and exposure to AOL's 18 million ) Tj 141.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0584 Tc -0.0388 Tw (customers, and that Tutornet thus had the ) Tj 145.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1479 Tc 0.0507 Tw (ability to generate $324 million in revenues. ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.107 Tc 0.0098 Tw (Allegedly, no such agreement with AOL existed.) Tj 162.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0955 Tc -0.0017 Tw ( According to the Complaint, ) Tj 101.28 0 TD -0.0819 Tc -0.0153 Tw (Tutornet also ) Tj 47.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (claimed a company known as Princeton ) Tj 137.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1127 Tc 0.0155 Tw (Investments had agreed to infuse $30 million in) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1129 Tc 0.0157 Tw ( capital into Tutornet, but the letter attached to ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0318 Tc -0.0654 Tw (Tutornet's 8) Tj 40.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0865 Tc -0.0107 Tw (K, purportedly from Princeton, was ) Tj 120.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1161 Tc 0.0189 Tw (of questionable authenticity.) Tj 94.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -553.92 -42.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (8/31/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1351 Tc 0.0379 Tw (SEC v. Mar) Tj 39.6 0 TD -0.0918 Tc -0.0054 Tw (k S. Jakob, ) Tj 42.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.92 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0443 Tc -0.0529 Tw (Internet Press Releases) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 31.68 0 TD /F0 7.92 Tf -0.1204 Tc 0.0232 Tw (Civil action. The Commission alleges that on ) Tj 155.52 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1377 Tc 0.0405 Tw (Civil Action No. ) Tj 54.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 146.64 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 135.36 0 TD /F0 7.92 Tf -0.075 Tc -0.0222 Tw (the morning of August 25th, Jakob, a 23 ) Tj 139.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0552 Tc 0 Tw (EDCV) Tj 22.08 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0505 Tc -0.0467 Tw (687 VAP \(Mcx\) ) Tj 54.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 110.4 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.2155 Tc 0 Tw (year) Tj 14.4 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1203 Tc 0.0231 Tw (old co) Tj 20.4 0 TD -0.1427 Tc 0.0455 Tw (llege student and former employee of) Tj 126 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0428 Tc -0.0544 Tw (\(C.D. Cal.\)) Tj 36.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 374.16 0 TD /F0 7.92 Tf -0.0891 Tc -0.0081 Tw ( Internet Wire, duped Internet Wire into ) Tj 135.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0618 Tc -0.0354 Tw (publishing a bogus press release falsely ) Tj 138.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0692 Tc -0.028 Tw (stating that, among other things, the SEC was ) Tj 159.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1367 Tc 0.0395 Tw (investigating Emulex Corporation and that ) Tj 144 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1511 Tc 0 Tw (Em) Tj 11.76 0 TD -0.1176 Tc 0.0204 Tw (ulex's CEO had resigned. Allegedly, Emulex) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0971 Tc -0 Tw ( stock dropped almost $61 and Jakob made at ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0555 Tc -0.0417 Tw (least $241,511.) Tj 52.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -511.92 -113.28 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 18 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 64 0 obj 11616 endobj 62 0 obj << /Type /Page /Parent 47 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 63 0 R >> endobj 67 0 obj << /Length 68 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.045 Tc -0.1683 Tw (a complete understanding of each action) Tj 133.92 0 TD -0.1234 Tc 0 Tw (.) Tj 1.92 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/1/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1015 Tc 0.0043 Tw (SEC v. Ronald J. ) Tj 61.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 46.8 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U. S. District Court for ) Tj 78.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 17.52 0 TD /F0 7.92 Tf -0.0535 Tc -0.0437 Tw (Internet Auction Websites) Tj 88.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.2 0 TD /F0 7.92 Tf -0.1197 Tc 0.0225 Tw (Civil action. The Commission alleges that ) Tj 144.96 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1251 Tc 0.0279 Tw (Goldberg, Civil Action ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 124.8 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.0967 Tc -0 Tw (while in federal prison, Defendant Goldberg ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0468 Tc -0.0504 Tw (No. 1 00) Tj 29.28 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD 0.0044 Tc (CIV) Tj 13.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0055 Tc -0.0917 Tw (2297 \(N.) Tj 30 0 TD 0.004 Tc -0.1012 Tw (D. ) Tj 10.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 113.28 0 TD /F0 7.92 Tf -0.1355 Tc 0.0383 Tw ( Georgia) Tj 29.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 180.72 0 TD /F0 7.92 Tf -0.0865 Tc -0.0107 Tw (directed an associate to post at least four false ) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.081 Tc 0 Tw (Ga.\)) Tj 15.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 396 0 TD /F0 7.92 Tf -0.1196 Tc 0.0224 Tw (and misleading advertisements for the offer or ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0976 Tc 0 Tw (sale of the stock of GlobeNet Capital Corp. ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1164 Tc 0.0192 Tw (\("GlobeNet"\) on the eBay and Yahoo! auction ) Tj 156.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0764 Tc -0.0208 Tw (sites. The Complaint alleges that the postings ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1024 Tc 0.0052 Tw (stated that a GlobeNet IPO was expected in the ) Tj 164.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0686 Tc -0.0286 Tw (second \(or third\) quarter of 2000, and that ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0915 Tc -0.0057 Tw (following the IPO, GlobeNet stock would begin ) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0946 Tc -0.0026 Tw (trading at between $22) Tj 77.76 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.05 Tc -0.0472 Tw ($23 per share. ) Tj 51.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1235 Tc 0.0263 Tw (Allegedly, Goldberg had ) Tj 83.76 0 TD -0.0864 Tc -0.0108 Tw (no reasonable basis to) Tj 76.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1064 Tc 0.0092 Tw ( represent either the timing of an IPO of ) Tj 137.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0722 Tc -0.025 Tw (GlobeNet stock or the price at which the stock ) Tj 159.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1259 Tc 0.0287 Tw (might trade following an IPO. Allegedly, ) Tj 136.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1022 Tc 0.005 Tw (Goldberg made the representations to sell ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0802 Tc -0.017 Tw (shares of GlobeNet stock at a profit.) Tj 123.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -582.24 -244.32 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.076 Tc 0.123 Tw (Monday, Octob) Tj 57.12 0 TD -0.1034 Tc 0.1504 Tw (er 30, 2000) Tj 41.04 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 19 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 68 0 obj 7520 endobj 65 0 obj << /Type /Page /Parent 66 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 67 0 R >> endobj 70 0 obj << /Length 71 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0055 Tc -0.1289 Tw (filings, cou) Tj 36.48 0 TD 0.0366 Tc -0.1599 Tw (rt documents, administrative proceeding) Tj 132.72 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/5/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.156 Tc 0.0588 Tw (SEC v. Rajiv Vohra, Sean) Tj 87.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.16 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (5 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0715 Tc -0.0257 Tw (Internet Website and E) Tj 78.96 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2424 Tc 0.1452 Tw (mail ) Tj 16.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 16.32 0 TD /F0 7.92 Tf -0.1698 Tc 0.0726 Tw (Civil action. ) Tj 41.28 0 TD -0.061 Tc -0.0362 Tw ( The SEC alleges Defendants ) Tj 104.16 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1193 Tc 0.0221 Tw ( T. Healey, Lantern ) Tj 67.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 133.92 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.1417 Tc 0 Tw (Spam) Tj 20.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 93.84 0 TD /F0 7.92 Tf -0.0717 Tc -0.0255 Tw (participated in a scheme to defraud purchasers ) Tj 162.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0976 Tc 0 Tw (Investments, Ltd., Lipton ) Tj 86.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 114.96 0 TD /F0 7.92 Tf -0.1473 Tc 0.0501 Tw (of Florida) Tj 31.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 178.08 0 TD /F0 7.92 Tf -0.0601 Tc -0.0371 Tw (of securities of New Directions Manufacturing, ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0573 Tc -0.0399 Tw (Holdings, Ltd., and ) Tj 66.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 344.4 0 TD /F0 7.92 Tf -0.0833 Tc -0.0139 Tw (Inc., a small, fur) Tj 54.96 0 TD -0.096 Tc 0 Tw (niture) Tj 19.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1088 Tc 0.0116 Tw (manufacturing company ) Tj 84.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0728 Tc -0.0244 Tw (Beaufort Holdings, Ltd., ) Tj 83.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 328.08 0 TD /F0 7.92 Tf -0.0624 Tc -0.0348 Tw (quoted on the NASD's OTC Bulletin Board. ) Tj 149.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1377 Tc 0.0405 Tw (Civil Action No. ) Tj 54.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 356.64 0 TD /F0 7.92 Tf -0.0813 Tc -0.0159 Tw (Lantern Investments, Ltd., Lipton Holdings, Ltd.,) Tj 163.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (7286) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0044 Tc (CIV) Tj 13.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0133 Tc -0.0839 Tw (SEITZ \(S.D.) Tj 42.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 321.36 0 TD /F0 7.92 Tf -0.0994 Tc 0.0022 Tw ( and Beaufort Holdings, Ltd., three Bahamian ) Tj 156 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1308 Tc 0.0336 Tw ( Fla.\)) Tj 17.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 393.6 0 TD /F0 7.92 Tf -0.0959 Tc 0 Tw (companies) Tj 37.2 0 TD -0.0949 Tc -0.0023 Tw ( controlled by Defendants Vohra and) Tj 124.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1114 Tc 0.0142 Tw ( Healey, were also named as defendants. ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0884 Tc -0.0088 Tw (Allegedly, Vohra and Healey used "wash sales" ) Tj 162.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0596 Tc -0.0376 Tw (\(they bought and sold shares of New Directions ) Tj 164.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1031 Tc 0.0059 Tw (between accounts they controlled\) to create the ) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1393 Tc 0.0421 Tw (appearance of active trading ) Tj 98.4 0 TD -0.053 Tc -0.0442 Tw (in New Directions ) Tj 62.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0846 Tc -0.0126 Tw (stock. According to the Complaint, Vohra and ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1501 Tc 0.0529 Tw (Healey then arranged to have a false and ) Tj 141.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.084 Tc -0.0132 Tw (misleading research report published on a ) Tj 145.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0079 Tc 0 Tw (stock) Tj 18.24 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0814 Tc -0.0158 Tw (picker web site, on their own web site, ) Tj 131.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0649 Tc -0.0323 Tw (and through unsolicited mass e) Tj 106.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0649 Tc -0.0323 Tw (mails \("spam"\). ) Tj 54.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1338 Tc 0 Tw (Alleg) Tj 17.04 0 TD -0.121 Tc 0.0238 Tw (edly, the research report falsely claimed ) Tj 137.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0939 Tc -0.0033 Tw (that New Directions had significantly expanded,) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0988 Tc 0.0016 Tw ( that the author of the report was an ) Tj 123.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -582.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1011 Tc 0.0039 Tw (independent analyst, and that the purported ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1042 Tc 0.007 Tw (analyst had issued a buy recommendation. The) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1344 Tc 0.0372 Tw ( Complaint alleges that Vohra and Healey ) Tj 142.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1224 Tc 0.0252 Tw (attempted to conceal their scheme by ) Tj 129.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -588.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1021 Tc 0.0049 Tw (conducting much of their activity through ) Tj 140.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0889 Tc -0.0083 Tw (Canadian brokerage accounts and the ) Tj 132 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1357 Tc 0.0385 Tw (Bahamian companies. Allegedly, the ) Tj 125.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -584.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.114 Tc 0.0168 Tw (defendants profited approximately $500,000 ) Tj 151.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1298 Tc 0.0326 Tw (from their) Tj 32.64 0 TD -0.0702 Tc -0.027 Tw ( scheme.) Tj 31.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -523.2 -139.92 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 20 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 71 0 obj 10903 endobj 69 0 obj << /Type /Page /Parent 66 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 70 0 R >> endobj 73 0 obj << /Length 74 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1013 Tc 0.0041 Tw (SEC v. Thor Equity ) Tj 68.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 39.84 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0125 Tc -0.0847 Tw (U.S. District) Tj 41.76 0 TD -0.0689 Tc -0.0283 Tw ( Court for ) Tj 34.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.11 Tc 0.0128 Tw (Civil action. Defendant Thor Equity Group, an ) Tj 159.36 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -618.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0716 Tc -0.0256 Tw (Group, LLC and George ) Tj 84.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.16 0 TD /F0 7.92 Tf -0.0781 Tc -0.0191 Tw (the District of Arizona) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 136.32 0 TD /F0 7.92 Tf -0.1166 Tc 0.0194 Tw (investor relations firm, and Defendant Mahfouz ) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1071 Tc 0.0099 Tw (E. Mahfouz, Jr., Civ. No. ) Tj 86.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.96 0 TD /F0 7.92 Tf -0.104 Tc 0.0068 Tw (allegedly touted CancerOption.com stock with ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0023 Tc -0.0949 Tw (CIV 00) Tj 24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (1699) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0068 Tc -0.0904 Tw (PHX VAM ) Tj 37.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 327.12 0 TD /F0 7.92 Tf -0.0952 Tc -0.002 Tw (research reports containing false revenue and ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0446 Tc -0.0526 Tw (\(D. Ariz.\)) Tj 30.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 380.16 0 TD /F0 7.92 Tf -0.0779 Tc -0.0193 Tw (stock price projections which they knew to be ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0888 Tc -0.0084 Tw (false and misleading. According to the ) Tj 134.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0971 Tc -0 Tw (Complaint, defendants also failed to disclose ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1051 Tc 0.0079 Tw (that the analyst who wrote the reports was given) Tj 163.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0345 Tc -0.0627 Tw ( 5000 shares of CancerOption stock as ) Tj 136.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1243 Tc 0.0271 Tw (compensation. Defendant Mahfouz allegedly ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0935 Tc -0.0037 Tw (sold 350,000 shares at an artificially inflated ) Tj 151.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0772 Tc -0.02 Tw (price, netting $180,000 in illicit profits.) Tj 129.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -588.48 -41.76 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1221 Tc 0.0249 Tw (SEC v. Michael A. F) Tj 69.36 0 TD -0.026 Tc -0.0712 Tw (urr, ) Tj 13.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 24.72 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0757 Tc -0.0215 Tw (Internet Website and ) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 40.32 0 TD /F0 7.92 Tf -0.1108 Tc 0.0136 Tw (Civil action. The SEC alleges that Defendant ) Tj 156.24 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -615.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1181 Tc 0.0209 Tw (Civ. No. CV) Tj 40.56 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0259 Tc -0.1231 Tw (09456 DT) Tj 34.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 112.08 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.36 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1319 Tc (mails) Tj 18 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 88.08 0 TD /F0 7.92 Tf -0.0899 Tc -0.0073 Tw (Furr, a paid penny stock promoter, orchestrated ) Tj 164.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0842 Tc -0.013 Tw ( \(Manx\) \(C.D. Cal.\)) Tj 65.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 136.08 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.2798 Tc 0.1826 Tw (a m) Tj 12.72 0 TD -0.1035 Tc 0.0063 Tw (anipulation scheme in which he touted at ) Tj 140.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.036 Tc -0.0612 Tw (least 26 issuers on his website, in research ) Tj 149.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1122 Tc 0.015 Tw (reports, through emails, and on a national radio ) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1037 Tc 0.0065 Tw (program. According to the Complaint, in some ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0668 Tc -0.0304 Tw (instances, Furr included false financial ) Tj 133.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0941 Tc -0.0031 Tw (projections and made misrepresentations about) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0167 Tc -0.0805 Tw ( the issuers' business ventures and assets. ) Tj 151.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1124 Tc 0.0152 Tw (Further, Furr allegedly engaged in a fraudulent ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.088 Tc -0.0092 Tw (pattern of trading in at least 23 stocks, realizing ) Tj 162.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1359 Tc 0.0387 Tw (at least $3.4 million. Furr also allegedly failed ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1417 Tc 0.0445 Tw (to di) Tj 14.4 0 TD -0.0644 Tc -0.0328 Tw (sclose or misrepresented the ) Tj 101.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -574.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1263 Tc 0.0291 Tw (compensation he received for touting the ) Tj 140.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0909 Tc -0.0063 Tw (securities he recommended.) Tj 96.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -555.84 -131.04 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 21 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 74 0 obj 10852 endobj 72 0 obj << /Type /Page /Parent 66 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 73 0 R >> endobj 76 0 obj << /Length 77 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.045 Tc -0.1683 Tw (a complete understanding of each action) Tj 133.92 0 TD -0.1234 Tc 0 Tw (.) Tj 1.92 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0882 Tc -0.009 Tw (SEC v. Gursel Mandaci, ) Tj 84.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.04 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0796 Tc -0.0176 Tw (Internet Message Board ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30 0 TD /F0 7.92 Tf -0.1206 Tc 0.0234 Tw (Civil action. The SEC alleges that from ) Tj 134.16 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -593.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1377 Tc 0.0405 Tw (Civil Action No. ) Tj 54.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 146.64 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.1121 Tc 0.0149 Tw (February to April 2000, Mandaci, a college ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0044 Tc (CIV) Tj 13.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0323 Tc -0.0649 Tw (6635 \(S.D.N.Y.\)) Tj 55.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 118.8 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0989 Tc 0.0017 Tw (student and driver for a car service, used the) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0989 Tc 0.0017 Tw (Internet to inflate the price of securities that he ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0705 Tc -0.0267 Tw (had purchased in order to create short) Tj 130.32 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1636 Tc 0.0664 Tw (term ) Tj 17.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0841 Tc -0.0131 Tw (trading profits. According to the Complaint, ) Tj 150.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0673 Tc -0.0299 Tw (Mandaci's strategy was to) Tj 88.08 0 TD -0.0583 Tc -0.0389 Tw ( purchase penny ) Tj 59.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0593 Tc -0.0379 Tw (stocks using a margin account he holds at an ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw (online broker, and then make large numbers of ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0532 Tc -0.044 Tw (Internet postings that touted the issuers. ) Tj 141.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0808 Tc -0.0164 Tw (Allegedly, these postings included false ) Tj 136.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0672 Tc -0.03 Tw (information about the issuers and baseless ) Tj 148.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0923 Tc -0.0049 Tw (price predictions. The Complaint also alleges ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1149 Tc 0.0177 Tw (that Mandaci made more than $23,000 in six ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0801 Tc -0.0171 Tw (stocks he manipulated, including one stock that) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0746 Tc -0.0226 Tw ( increased in price from $0.01 to $0.38.) Tj 134.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.28 -252.48 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 22 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 77 0 obj 7257 endobj 75 0 obj << /Type /Page /Parent 66 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 76 0 R >> endobj 79 0 obj << /Length 80 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0445 Tc 0 Tw (Plac) Tj 14.64 0 TD -0.0042 Tc -0.1191 Tw (e of Filing) Tj 34.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0788 Tc -0.0184 Tw (SEC v. Heartsoft, Inc., ) Tj 79.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 28.8 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1 Tc 0.0028 Tw (Civil action. The SEC alleges that Defendants ) Tj 158.16 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -617.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1367 Tc 0.0395 Tw (Benjamin Shell and ) Tj 68.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.96 0 TD /F0 7.92 Tf -0.0972 Tc 0 Tw (t) Tj 2.16 0 TD -0.0573 Tc -0.0399 Tw (he Northern District of) Tj 75.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.1137 Tc 0.0165 Tw (Heartsoft, Inc., Benjamin Shell, and Jimmy ) Tj 147.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.174 Tc 0.0768 Tw (Jimmy Butler, Civil ) Tj 65.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 135.6 0 TD /F0 7.92 Tf -0.1723 Tc 0.0751 Tw ( Oklahoma) Tj 36.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 173.04 0 TD /F0 7.92 Tf -0.0934 Tc -0.0038 Tw (Butler perpetrated an Internet "pump and dump" ) Tj 165.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0646 Tc -0.0326 Tw (Action No. 00) Tj 46.56 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD 0.0552 Tc (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (0766) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0053 Tc (B) Tj 5.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 323.04 0 TD /F0 7.92 Tf -0.054 Tc -0.0432 Tw (scheme in which the defendants issued a ) Tj 143.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw ( \(M\), \(N.D.Okla.\)) Tj 57.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 353.76 0 TD /F0 7.92 Tf -0.0622 Tc -0.035 Tw (series of fraudulent press releases that were ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0736 Tc -0.0236 Tw (simultaneously posted on Heartsoft's website. ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.127 Tc 0.0298 Tw (Allegedly, the releases included a myriad of ) Tj 149.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0826 Tc -0.0146 Tw (false and misleading statements concerning ) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0902 Tc -0.007 Tw (the purported "adoption" and "endorsement" of ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.091 Tc -0.0062 Tw (Heartsoft's Thinkology software by two large ) Tj 152.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0659 Tc -0.0313 Tw (school districts, foreign distribution agreements) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0568 Tc -0.0404 Tw ( for the software, "strategic business ventures ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1039 Tc 0.0067 Tw (and alliances" with various Internet companies ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1021 Tc 0.0049 Tw (to market the software, and a licensing ) Tj 133.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2023 Tc 0.1051 Tw (agreement to deve) Tj 62.88 0 TD -0.0846 Tc -0.0126 Tw (lop a "child safe" Internet web) Tj 101.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.083 Tc -0.0142 Tw ( browser. The SEC alleges that in fact only ) Tj 147.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0482 Tc -0.049 Tw (certain schools within the two school districts ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0427 Tc -0.0545 Tw (had purchased copies of Heartsoft's ) Tj 125.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -584.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.108 Tc 0.0108 Tw (educational software and there were no ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1092 Tc 0.012 Tw (agreements to distribute Thinkology to foreign ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1177 Tc 0.0205 Tw (countries. Moreover, the purported marketing ) Tj 155.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0741 Tc -0.0231 Tw (alliances and business ventures were nothing ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0664 Tc -0.0308 Tw (more than Heartsoft's purchase of ) Tj 118.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -577.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1254 Tc 0.0282 Tw (advertisement space in catalogs. Finally, ) Tj 139.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1152 Tc 0.018 Tw (according to the Complaint, Heartsoft never ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1201 Tc 0.0229 Tw (entered into a licensing agreement ) Tj 119.28 0 TD -0.232 Tc 0.1348 Tw (to develop a) Tj 40.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0574 Tc -0.0398 Tw ( "child safe" Internet web browser.) Tj 116.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -575.76 -164.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 23 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 80 0 obj 9502 endobj 78 0 obj << /Type /Page /Parent 66 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 79 0 R >> endobj 82 0 obj << /Length 83 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0683 Tc -0.0289 Tw (SEC v. Christopher P. ) Tj 78.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 29.76 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0796 Tc -0.0176 Tw (Internet Message Board ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30 0 TD /F0 7.92 Tf -0.0801 Tc -0.0171 Tw (Civil action. Defendant Hastings, a Kansas ) Tj 150.24 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -609.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0021 Tc -0.0951 Tw (Hastings D/B/A/ ) Tj 57.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 143.52 0 TD /F0 7.92 Tf -0.0326 Tc -0.0646 Tw (the District of Kansas) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.32 0 TD /F0 7.92 Tf -0.0045 Tc -0.0927 Tw (Postings, E) Tj 39.6 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2424 Tc 0.1452 Tw (mail ) Tj 16.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 55.68 0 TD /F0 7.92 Tf -0.0489 Tc -0.0483 Tw (school bus mechanic with no securities ) Tj 136.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0808 Tc -0.0164 Tw (Stockpicks1, Civ. No. ) Tj 75.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 221.52 0 TD /F0 7.92 Tf -0.068 Tc -0.0292 Tw (Newsletters, and Internet ) Tj 87.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 26.4 0 TD /F0 7.92 Tf -0.0709 Tc -0.0263 Tw (industry e) Tj 33.36 0 TD -0.1362 Tc 0.039 Tw (xperience, allegedly posed online as ) Tj 124.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (2397) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0161 Tc -0.0811 Tw (GTV \(D. Kan.\)) Tj 49.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 216 0 TD /F0 7.92 Tf -0.0384 Tc 0 Tw (Website) Tj 28.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 85.44 0 TD /F0 7.92 Tf -0.08 Tc -0.0172 Tw ("Stockpicks1," making false and misleading ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0457 Tc -0.0515 Tw (statements about the his success rate in ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1012 Tc 0.004 Tw (picking stocks. He also allegedly made false ) Tj 154.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0614 Tc -0.0358 Tw (statements in message board postings as to ) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0 Tc -0.0969 Tw (his tr) Tj 17.04 0 TD -0.0804 Tc -0.0168 Tw (ading intentions with respect to certain ) Tj 132.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0227 Tc -0.0745 Tw (stocks, which caused price spikes in those ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0248 Tc 0 Tw (stocks.) Tj 24.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -483.6 -28.56 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0853 Tc -0.0119 Tw (SEC v. Houston Texans ) Tj 84.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.28 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1 Tc 0.0028 Tw (Civil action. The SEC alleges that Defendants ) Tj 160.32 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -619.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1375 Tc 0.0403 Tw (NFL Football Team ) Tj 67.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 133.2 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.1061 Tc 0.0089 Tw (Guilbeau and HTHolding Co. falsely claimed ) Tj 155.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0738 Tc -0.0234 Tw (Holding Co. and Edgar A.) Tj 87.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 113.52 0 TD /F0 7.92 Tf -0.0804 Tc -0.0168 Tw (of Texas, Houston ) Tj 64.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 145.2 0 TD /F0 7.92 Tf -0.135 Tc 0.0378 Tw (that they were affiliated with the National ) Tj 138.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1354 Tc 0.0382 Tw ( Guilbeau, Civil Action ) Tj 77.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 123.6 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0792 Tc -0.018 Tw (Football League \("NFL"\) and the Houston NFL ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0348 Tc -0.0624 Tw (No. H) Tj 19.92 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.063 Tc -0.0342 Tw (3072 \(S.D.Tex.\)) Tj 54.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 322.32 0 TD /F0 7.92 Tf -0.0835 Tc -0.0137 Tw (football franchise, and sought to solicit ) Tj 132.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0718 Tc -0.0254 Tw (investments in the franchise. The SEC further ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.092 Tc -0.0052 Tw (alleges that Guilbeau and HTHolding Co. ) Tj 142.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1012 Tc 0.004 Tw (schemed to defraud investors in the offer of ) Tj 150.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0631 Tc -0.0341 Tw (stock by designing the website ) Tj 106.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -565.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0651 Tc 0 Tw (www.houstontexans) Tj 68.4 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1297 Tc 0.0325 Tw (nfl.com to mislead ) Tj 64.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1474 Tc 0.0502 Tw (investors into believing that they were ) Tj 128.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -588 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0784 Tc -0.0188 Tw (purchasing an interest in the recently) Tj 125.76 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1448 Tc 0.0476 Tw (formed ) Tj 26.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0711 Tc -0.0261 Tw (Houston NFL football franchise.) Tj 108.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -567.6 -176.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 24 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 83 0 obj 10559 endobj 81 0 obj << /Type /Page /Parent 66 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 82 0 R >> endobj 86 0 obj << /Length 87 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.1234 Tw ( ) Tj 26.88 0 TD 0.0667 Tc -0.19 Tw ( Summary) Tj 47.76 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1081 Tc 0.0109 Tw (SEC v. Lee E. Gahr and ) Tj 84.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.04 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1028 Tc 0.0056 Tw (Civil action. The SEC alleges that Chill Tech ) Tj 155.52 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0346 Tc -0.0626 Tw (Chill Tech Industries, ) Tj 75.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 126 0 TD /F0 7.92 Tf -0.1118 Tc 0.0146 Tw (the District of Nevada) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 136.32 0 TD /F0 7.92 Tf -0.0556 Tc -0.0416 Tw (Industries, Inc., through its chief operating ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1131 Tc 0.0159 Tw (Inc., Civ. No. ) Tj 46.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 364.56 0 TD /F0 7.92 Tf -0.1073 Tc 0.0101 Tw (officer Lee E. Gahr \(a resident of Vancouver,) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0552 Tc 0 Tw (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0053 Tc (S) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (1088) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0768 Tc (KJD) Tj 15.12 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.115 Tc -0.2122 Tw (RJJ ) Tj 16.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 324.48 0 TD /F0 7.92 Tf -0.1055 Tc 0.0083 Tw (Canada\), made numerous false and misleading) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1204 Tc 0.0232 Tw (\(D. Nev.\)) Tj 30.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 380.16 0 TD /F0 7.92 Tf -0.1109 Tc 0.0137 Tw ( statements and failed to disclose material ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.057 Tc -0.0402 Tw (facts through an Inter) Tj 73.2 0 TD -0.0737 Tc -0.0235 Tw (net website, various press ) Tj 90.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.102 Tc 0.0048 Tw (releases, phony unsolicited faxes, and a ) Tj 138.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1038 Tc 0.0066 Tw (magazine article. These statements ) Tj 125.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -584.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0861 Tc -0.0111 Tw (concerned, among other things, the ) Tj 123.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -582.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1215 Tc 0.0243 Tw ("environmentally friendly" nature of Chill Tech's ) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0926 Tc -0.0046 Tw ("Arctic Can," allegedly a self) Tj 96.48 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1721 Tc 0.0749 Tw (cooling beverage ) Tj 59.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0473 Tc -0.0499 Tw (can. A) Tj 24.24 0 TD -0.0848 Tc -0.0124 Tw (ccording to the Complaint, the Arctic ) Tj 126.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0764 Tc -0.0208 Tw (Can actually used Freon, a banned substance. ) Tj 163.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0989 Tc 0.0017 Tw (The SEC alleges that all the fraudulent ) Tj 133.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1177 Tc 0.0205 Tw (statements were drafted or reviewed by Gahr, ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0962 Tc -0.001 Tw (who ran the company pursuant to a ) Tj 122.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -581.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1455 Tc 0.0483 Tw (management agreement. The Complaint ) Tj 141.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2286 Tc 0 Tw (alle) Tj 11.52 0 TD -0.0692 Tc -0.028 Tw (ges that certain of these statements caused) Tj 149.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1133 Tc 0.0161 Tw ( the price and volume of Chill Tech stock to ) Tj 149.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0767 Tc -0.0205 Tw (increase between 15 percent and 94 percent in ) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1001 Tc 0.0029 Tw (the short term. Allegedly, while Gahr was ) Tj 143.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0637 Tc -0.0335 Tw (disseminating the false press releases, he ) Tj 145.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0574 Tc -0.0398 Tw (personally sold 1,056,500 restricted shares of ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.095 Tc -0.0022 Tw (Chill Tech common stock for a profit of ) Tj 134.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0311 Tc 0 Tw ($277,136.) Tj 34.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -493.68 -180 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 25 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 87 0 obj 9133 endobj 84 0 obj << /Type /Page /Parent 85 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 86 0 R >> endobj 89 0 obj << /Length 90 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0356 Tc 0 Tw (Please) Tj 21.36 0 TD 0.0258 Tc -0.1492 Tw ( note that these summaries represent ) Tj 122.4 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0406 Tc 0 Tw (9/6) Tj 10.8 0 TD -0.0335 Tc (/200) Tj 15.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1059 Tc 0.0087 Tw (In the Matter of Scott ) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 34.32 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0706 Tc -0.0266 Tw (False Research report ) Tj 78.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 35.76 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.05 Tc -0.0472 Tw (Eskew \(Admin. Proc.) Tj 72.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.88 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.12 0 TD /F0 7.92 Tf -0.0836 Tc -0.0136 Tw (Published on the Internet) Tj 85.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 28.56 0 TD /F0 7.92 Tf -0.0702 Tc -0.027 Tw (found that respondent Eskew permitted his ) Tj 148.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (File No. 3) Tj 32.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10278\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.0704 Tc -0.0268 Tw (company's name, Eskew & Associates, to be ) Tj 155.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1005 Tc 0.0033 Tw (portrayed as the author of a research report on ) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0812 Tc -0.016 Tw (New Directions, Inc., a small, publicly) Tj 127.68 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1039 Tc 0.0067 Tw (traded ) Tj 23.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0993 Tc 0.0021 Tw (company. The Commission also found that the ) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0956 Tc -0.0016 Tw (research report claimed, among other things, ) Tj 155.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0947 Tc -0.0025 Tw (that the subject company had significantly ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1354 Tc 0.0382 Tw (expanded during the previous year due to ) Tj 142.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0659 Tc -0.0313 Tw (acquisitions. The Commission found that when) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0656 Tc -0.0316 Tw ( the research report was published on the ) Tj 143.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0683 Tc -0.0289 Tw (Internet, the report was described as the ) Tj 139.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0764 Tc -0.0208 Tw (product of an independent research) Tj 121.44 0 TD -0.1208 Tc 0.0236 Tw ( analyst.) Tj 28.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -42.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1219 Tc 0.0247 Tw (In the Matter of ) Tj 53.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 54.24 0 TD /F0 7.92 Tf -0.0158 Tc -0.0814 Tw (2 Respondents) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 157.44 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -616.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0746 Tc -0.0226 Tw (CancerOption.com, Inc. ) Tj 83.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 117.36 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.0576 Tc -0.0396 Tw (found that respondents CancerOption and its ) Tj 156 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1126 Tc 0.0154 Tw (and Arnold C. Takemoto ) Tj 85.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 325.68 0 TD /F0 7.92 Tf -0.1681 Tc 0.0709 Tw (chief executive Tak) Tj 65.52 0 TD -0.1305 Tc 0.0333 Tw (emoto touted company stock) Tj 97.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1008 Tc 0.0036 Tw (\(Admin. Proc. File ) Tj 63.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 347.28 0 TD /F0 7.92 Tf -0.089 Tc -0.0082 Tw ( based on false financial statements and ) Tj 139.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0641 Tc 0 Tw (No.3) Tj 16.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0098 Tc (10275\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 367.92 0 TD /F0 7.92 Tf -0.0799 Tc -0.0173 Tw (misleading price projections for the stock. The ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0816 Tc -0.0156 Tw (Commission also found that CancerOption ) Tj 147.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0776 Tc -0.0196 Tw (operates an Internet website focusing on ) Tj 140.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1976 Tc 0.1004 Tw (alternative treatm) Tj 58.32 0 TD -0.0448 Tc -0.0524 Tw (ents for cancer and sells ) Tj 86.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0457 Tc 0 Tw (cancer) Tj 23.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1019 Tc 0.0047 Tw (related nutritional supplements.) Tj 106.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.6 -169.68 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 26 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 90 0 obj 9693 endobj 88 0 obj << /Type /Page /Parent 85 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 89 0 R >> endobj 92 0 obj << /Length 93 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.045 Tc -0.1683 Tw (a complete understanding of each action) Tj 133.92 0 TD -0.1234 Tc 0 Tw (.) Tj 1.92 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1272 Tc 0.03 Tw (In the Matter of Platinum ) Tj 85.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.08 0 TD /F0 7.92 Tf -0.0158 Tc -0.0814 Tw (4 Respondents) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1228 Tc 0.0256 Tw (Administrative proceeding. The Division of ) Tj 148.08 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -607.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0535 Tc -0.0437 Tw (Equities, Inc., ) Tj 48.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 152.16 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.1059 Tc 0.0087 Tw (Â鶹´«Ã½ alleges that Platinum Equities \(a ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0953 Tc -0.0019 Tw (Blackheath & Kent ) Tj 65.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 345.6 0 TD /F0 7.92 Tf -0.0875 Tc -0.0097 Tw (registered broker) Tj 57.84 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1412 Tc 0.044 Tw (dealer\), i) Tj 29.52 0 TD -0.0406 Tc -0.0566 Tw (ts two principals, ) Tj 59.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0349 Tc -0.0623 Tw (Holdings, Inc., John J. ) Tj 78.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 332.16 0 TD /F0 7.92 Tf -0.1096 Tc 0.0124 Tw (Kenny and Forti, and its parent company, ) Tj 142.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0986 Tc 0.0014 Tw (Kenny, and Pasquale ) Tj 74.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 336.24 0 TD /F0 7.92 Tf -0.0907 Tc -0.0065 Tw (Blackheath & Kent Holdings, engaged in a ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1079 Tc 0.0107 Tw (Forti \(Admin. Proc. File ) Tj 81.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 329.76 0 TD /F0 7.92 Tf -0.1275 Tc 0.0303 Tw (scheme to recommend and promote the ) Tj 138 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0641 Tc -0.0331 Tw (No. 3) Tj 18.48 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10277\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 365.76 0 TD /F0 7.92 Tf -0.0383 Tc -0.0589 Tw (purchase New Directions, I) Tj 92.64 0 TD -0.0378 Tc -0.0594 Tw (nc. stock to ) Tj 41.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.078 Tc -0.0192 Tw (customers of Platinum Equities without ) Tj 135.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0645 Tc -0.0327 Tw (disclosing that the stock was owned by Kenny ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1378 Tc 0.0406 Tw (and Forti under the nominee name of ) Tj 127.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -587.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0895 Tc -0.0077 Tw (Blackheath & Kent Holdings. The Division ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0861 Tc -0.0111 Tw (further alleges that the securities were held in ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1149 Tc 0.0177 Tw (an account at another brokerage firm.) Tj 127.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -586.8 -42.96 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0933 Tc -0.0039 Tw (SEC v. Thomas Carter, ) Tj 82.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.68 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0903 Tc -0.0069 Tw (Internet E) Tj 33.36 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1683 Tc 0.0711 Tw (Mail Spam) Tj 36.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.76 0 TD /F0 7.92 Tf -0.1108 Tc 0.0136 Tw (Civil action. The SEC alleges that Defendant ) Tj 156.24 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -615.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1136 Tc 0.0164 Tw (Civil Action No. CV ) Tj 67.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 133.44 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 135.36 0 TD /F0 7.92 Tf -0.1057 Tc 0.0085 Tw (Carter manipulated the securitie) Tj 108.72 0 TD -0.0427 Tc -0.0545 Tw (s of four ) Tj 30.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.011 Tc -0.1082 Tw (09457 GHK \(SHX\) ) Tj 66.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 123.12 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.0979 Tc 0 Tw (companies in May and June of 1999 and that, ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0428 Tc -0.0544 Tw (\(C.D. Cal.\)) Tj 36.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 374.16 0 TD /F0 7.92 Tf -0.0599 Tc -0.0373 Tw (as a result of his trading in the stocks that he ) Tj 155.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1354 Tc 0.0382 Tw (manipulated, Carter made a profit of ) Tj 124.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -583.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0875 Tc -0.0097 Tw ($12,816.47. Carter allegedly disseminated tens) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0484 Tc -0.0488 Tw ( of thousands of) Tj 55.2 0 TD -0.2522 Tc 0.155 Tw ( e) Tj 6.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0971 Tc -0 Tw (mails, entitled the "Unity List") Tj 99.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2522 Tc 0.155 Tw ( e) Tj 6.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1248 Tc 0.0276 Tw (mails, which contained materially false ) Tj 132.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1164 Tc 0.0192 Tw (information regarding certain profiled ) Tj 127.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -586.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0897 Tc -0.0075 Tw (companies in which Carter had recently ) Tj 136.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0705 Tc -0.0267 Tw (purchased stock. The complaint further alleges) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1126 Tc 0.0154 Tw ( that the trading volume and the stock pric) Tj 142.56 0 TD -0.1839 Tc 0.0867 Tw (e of ) Tj 14.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1171 Tc 0.0199 Tw (each of the four companies rose dramatically ) Tj 154.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.124 Tc 0.0268 Tw (immediately following Carter's dissemination of ) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1535 Tc 0.0563 Tw (the e) Tj 16.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1012 Tc 0.004 Tw (mails, at which time Carter sold all of his ) Tj 139.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0963 Tc -0.0009 Tw (stock in the companies at a profit.) Tj 114.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -573.84 -113.04 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 27 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 93 0 obj 11656 endobj 91 0 obj << /Type /Page /Parent 85 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 92 0 R >> endobj 95 0 obj << /Length 96 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0502 Tc -0.1735 Tw ( f) Tj 4.56 0 TD 0.0264 Tc -0.1497 Tw (iles, and other relevant documents is required for ) Tj 163.68 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1095 Tc 0.0123 Tw (SEC v. Donald Rutledge ) Tj 85.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.32 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.11 Tc 0.0128 Tw (Internet Bulletin Board ) Tj 78 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36 0 TD /F0 7.92 Tf -0.1108 Tc 0.0136 Tw (Civil action. The SEC alleges that Defendant ) Tj 156.24 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -615.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0928 Tc -0.0044 Tw (and Gregory Skuf) Tj 60.48 0 TD -0.0448 Tc -0.0524 Tw (ca, C.A. ) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 110.64 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw (the District of ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 48.24 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.1018 Tc 0.0046 Tw (Rutledge, a Canadian stock promoter, and ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0538 Tc -0.0434 Tw (No. 00) Tj 22.8 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD 0.0053 Tc (K) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0567 Tc -0.0405 Tw (1751 \(D. Colo.\)) Tj 52.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 115.2 0 TD /F0 7.92 Tf -0.1398 Tc 0 Tw (Colorado) Tj 30.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 179.28 0 TD /F0 7.92 Tf -0.0953 Tc -0.0019 Tw (Defendant Gregory Skufca, a Colorado "shell" ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1348 Tc 0.0376 Tw (broker illegally manipulated the stock of ) Tj 135.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1059 Tc 0.0087 Tw (Snelling Travel, Inc. on the OTC Bulletin Board ) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1086 Tc 0 Tw (in) Tj 6 0 TD -0.1257 Tc 0.0285 Tw ( December 1999. Allegedly, the manipulation) Tj 154.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.15 Tc 0.0528 Tw ( took Snelling from a market capitalization of ) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0711 Tc -0.0261 Tw ($105,000 in mid) Tj 55.2 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1342 Tc 0.037 Tw (December to a theoretical ) Tj 89.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1468 Tc 0.0496 Tw (market capitalization of over $93 million less ) Tj 151.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1127 Tc 0.0155 Tw (than two weeks later. Allegedly, Skufca reaped ) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0925 Tc -0.0047 Tw (at least $500,000 in illicit profits from the ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0702 Tc 0 Tw (scheme.) Tj 29.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -488.4 -41.76 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0731 Tc -0.0241 Tw (SEC v. Torsten ) Tj 54.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 53.04 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.0739 Tc -0.0233 Tw (Civil action. Defendants Prochnow and Hass, ) Tj 158.88 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0373 Tc -0.0599 Tw (Prochnow D/B/A/ ) Tj 61.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 139.68 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw (the District of ) Tj 47.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 162.24 0 TD /F0 7.92 Tf -0.1248 Tc 0.0276 Tw (residents of Germany, allegedly touted ) Tj 132.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0751 Tc -0.0221 Tw (Stockreporter.de, Dennis ) Tj 87.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 113.76 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.0958 Tc -0.0014 Tw (approximately 64 U.S. stocks through their ) Tj 147.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0201 Tc -0.0771 Tw (C. Hass and World of ) Tj 76.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 334.32 0 TD /F0 7.92 Tf -0.0634 Tc -0.0338 Tw (Stockreporter.de website and numerous press ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0949 Tc -0.0023 Tw (Internet.com AG, ) Tj 60.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 350.4 0 TD /F0 7.92 Tf -0.087 Tc -0.0102 Tw (releases, using false and misleading financial ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0269 Tc 0 Tw (C00) Tj 14.4 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (3199) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0235 Tc -0.0737 Tw (MJJ \(N.D. Cal.\)) Tj 53.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 320.4 0 TD /F0 7.92 Tf -0.0836 Tc -0.0136 Tw (information and baseless price projections. ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0878 Tc -0.0094 Tw (The Commission alleges that the defendants' ) Tj 156 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1091 Tc 0.0119 Tw (website also falsely stated that they were not ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0546 Tc -0.0426 Tw (compensated by the touted stocks' issuers, and) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0825 Tc -0.0147 Tw ( failed to disclose in their press rele) Tj 120.24 0 TD -0.0351 Tc -0.0621 Tw (ases the ) Tj 31.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0906 Tc -0.0066 Tw (nature and source of their compensation.) Tj 139.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.8 -39.84 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/6/200) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1024 Tc 0.0052 Tw (In the Matter of John ) Tj 72.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 35.28 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.11 Tc 0.0128 Tw (Internet Bulletin Board ) Tj 78 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 37.68 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0764 Tc -0.0208 Tw (Black \(Admin. Proc. ) Tj 70.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 130.56 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.12 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.0841 Tc -0.0131 Tw (found that respondent Black, a) Tj 104.4 0 TD -0.19 Tc 0.0928 Tw (n employee of an) Tj 58.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (File No. 3) Tj 32.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10276\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.1121 Tc 0.0149 Tw ( investor relations firm, touted stock on an ) Tj 144.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0854 Tc -0.0118 Tw (Internet bulletin board without disclosing that ) Tj 153.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0948 Tc -0.0024 Tw (his employer promised him thousands of ) Tj 140.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0129 Tc -0.0843 Tw (shares of stock as a bonus for assisting his ) Tj 150.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1244 Tc 0.0272 Tw (employer in promoting the stock of Snelling ) Tj 148.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.068 Tc -0.0292 Tw (Travel, Inc. \("SNLV"\), which is quoted on the ) Tj 155.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.3085 Tc 0 Tw (over) Tj 14.4 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1206 Tc (the) Tj 10.56 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1013 Tc 0.0041 Tw (counter bulletin board.) Tj 75.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -565.2 -59.04 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 28 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 96 0 obj 13311 endobj 94 0 obj << /Type /Page /Parent 85 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 95 0 R >> endobj 98 0 obj << /Length 99 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.049 Tc -0.1723 Tw (a complete understa) Tj 66.48 0 TD 0.0318 Tc -0.1552 Tw (nding of each action.) Tj 69.36 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/13/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1027 Tc 0.0055 Tw (SEC v. Bernard ) Tj 55.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 52.08 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (4 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.1095 Tc 0.0123 Tw (Internet Advertisements) Tj 81.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.88 0 TD /F0 7.92 Tf -0.0983 Tc 0.0011 Tw (Civil action. The SEC alleges Defendants ) Tj 145.44 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -604.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1315 Tc 0 Tw (Taalib) Tj 20.88 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0807 Tc -0.0165 Tw (Din Hasan, a/k/a ) Tj 59.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 118.56 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.1131 Tc 0.0159 Tw (conducted an affinity investment scheme that ) Tj 156.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0877 Tc -0.0095 Tw (C. Bernard Caldwell, ) Tj 72.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD /F0 7.92 Tf -0.0804 Tc -0.0168 Tw (of Texas, Houston ) Tj 64.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 145.2 0 TD /F0 7.92 Tf -0.0895 Tc -0.0077 Tw (targeted the Houston Hispanic community ) Tj 145.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1489 Tc 0.0517 Tw (Maria Elena Gonzalez, ) Tj 79.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 121.92 0 TD /F0 7.92 Tf -0.1496 Tc 0 Tw (Division) Tj 26.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.1194 Tc 0.0222 Tw (through advertisements on Latino radio ) Tj 134.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -593.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0652 Tc -0.032 Tw (TDH Unlimited, Inc. and ) Tj 84.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 326.16 0 TD /F0 7.92 Tf -0.077 Tc -0.0202 Tw (stations, seminars, and the Internet. From 1993 ) Tj 164.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1164 Tc 0.0192 Tw (Unalat, Inc., Civil Action ) Tj 83.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 327.36 0 TD /F0 7.92 Tf -0.0531 Tc -0.0441 Tw (through January 1998, Hasan and his ) Tj 130.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0348 Tc -0.0624 Tw (No. H) Tj 19.92 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0653 Tc -0.0319 Tw (3179, \(S.D.Tex.\)) Tj 57.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 320.16 0 TD /F0 7.92 Tf -0.1686 Tc 0 Tw (common) Tj 29.52 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1376 Tc 0.0404 Tw (law wife, Gonzalez, allegedly raised ) Tj 122.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1559 Tc 0.0587 Tw (approximately $1.5 million from 223, mostly ) Tj 149.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0737 Tc -0.0235 Tw (Hispanic, investors through their two ) Tj 126.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -585.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0745 Tc -0.0227 Tw (companies, TDH Unlimited, Inc., ) Tj 113.76 0 TD -0.1088 Tc 0.0116 Tw (and Unalat, ) Tj 41.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0904 Tc -0.0068 Tw (Inc. Hasan and Gonzalez sold investments ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0839 Tc -0.0133 Tw (purportedly representing participation interests ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1048 Tc 0.0076 Tw (in overseas trading of rice, diamonds, and ) Tj 144.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0816 Tc -0.0156 Tw (precious metals. The SEC alleges that, in ) Tj 143.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0931 Tc -0.0041 Tw (connection with the offer and sale of these ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0228 Tc -0.0744 Tw (securities, H) Tj 42.96 0 TD -0.1315 Tc 0.0343 Tw (asan and Gonzalez made ) Tj 89.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -591.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1263 Tc 0.0291 Tw (numerous materially false and misleading ) Tj 143.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.095 Tc -0.0022 Tw (statements to investors concerning the rate of ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0849 Tc -0.0123 Tw (return on the investment, the risks associated ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1204 Tc 0.0232 Tw (with the investment, and their receipt of ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0478 Tc -0.0494 Tw (undisclosed commissions. According to the ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.096 Tc -0.0012 Tw (Complaint, in May 1998, TDH and Unalat ) Tj 142.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1138 Tc 0.0166 Tw (defaulted and ceased making any principal or ) Tj 156.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0939 Tc -0.0033 Tw (interest payments to investors, resulting in ) Tj 145.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1143 Tc 0.0171 Tw (investor losses of approximately $860,000.) Tj 145.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.32 -180 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 29 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 99 0 obj 9536 endobj 97 0 obj << /Type /Page /Parent 85 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 98 0 R >> endobj 101 0 obj << /Length 102 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0147 Tc -0.1381 Tw (Place of F) Tj 33.84 0 TD 0.0044 Tc 0 Tw (iling) Tj 14.88 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/14/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0624 Tc -0.0348 Tw (SEC v. Jesse Hogan, ) Tj 75.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD /F0 7.92 Tf -0.0845 Tc -0.0127 Tw (1 Defendant) Tj 42 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 51.12 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1362 Tc 0.039 Tw (mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.1108 Tc 0.0136 Tw (Civil action. The SEC alleges that Defendant ) Tj 156.24 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -615.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0959 Tc -0.0013 Tw (Civ. Action No. 00 C ) Tj 72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 129.12 0 TD /F0 7.92 Tf -0.0844 Tc -0.0128 Tw (the Nor) Tj 25.2 0 TD -0.0492 Tc -0.048 Tw (thern District of) Tj 52.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.0538 Tc -0.0434 Tw (Jesse Hogan used the Internet to conduct ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0452 Tc -0.052 Tw (5637 \(N.D. Ill.\)) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 150.72 0 TD /F0 7.92 Tf -0.1089 Tc 0.0117 Tw ( Illinois) Tj 23.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 186.48 0 TD /F0 7.92 Tf -0.1264 Tc 0.0292 Tw ("pump and dump" manipulations of five thinly ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0834 Tc -0.0138 Tw (traded stocks. In the span of one month, from ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0434 Tc -0.0538 Tw (July 21 through August 22, 2000, Hogan ) Tj 140.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -600 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0966 Tc -0 Tw (disrupted the market for five different stocks, ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1048 Tc 0.0076 Tw (pocketed more than $40,000 in illegal profits ) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1025 Tc 0.0053 Tw (and caused nearly $1 million in investor losses.) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0751 Tc -0.0221 Tw ( The SEC further alleges that Hogan ) Tj 128.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -588 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0887 Tc -0.0085 Tw (accumulated a substantial position in each ) Tj 146.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0736 Tc -0.0236 Tw (stock, then after the c) Tj 76.08 0 TD -0.1313 Tc 0.0341 Tw (lose of the market and ) Tj 77.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1175 Tc 0.0203 Tw (through the opening of the market the following ) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0992 Tc 0.002 Tw (trading day, used between four and eight alias ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0413 Tc -0.0559 Tw (screen names to post hundreds of messages ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1262 Tc 0.029 Tw (about the targeted Bulletin Board company on ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0654 Tc -0.0318 Tw (Internet message boards and sent numerous) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj 2.16 0 TD ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2522 Tc 0 Tw (e) Tj 4.08 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0842 Tc -0.013 Tw (mails with the identical message. According ) Tj 151.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0884 Tc -0.0088 Tw (to the Complaint, the spam postings and ) Tj 139.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2522 Tc 0 Tw (e) Tj 4.08 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1465 Tc 0.0493 Tw (mails falsely claimed that a well) Tj 106.56 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0771 Tc -0.0201 Tw (known "blue ) Tj 43.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0884 Tc -0.0088 Tw (chip" company would soon acquire the ) Tj 133.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1027 Tc 0.0055 Tw (outstanding stock of the targeted company at a ) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1084 Tc 0.0112 Tw (substantial premium over its current market ) Tj 149.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0647 Tc -0.0325 Tw (price and the spam postings and e) Tj 117.84 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1319 Tc 0.0347 Tw (mails ) Tj 20.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1259 Tc 0.0287 Tw (prompted a surge in the price and volume of the) Tj 162.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1042 Tc 0.007 Tw ( targeted company's stock. Allegedly, Hogan ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.097 Tc -0 Tw (then liquidated his position, selling into the ) Tj 145.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0801 Tc -0.0171 Tw (buying surge he created.) Tj 84.48 0 TD -0.1138 Tc 0.0166 Tw ( The Complaint ) Tj 54.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1132 Tc 0.016 Tw (alleges that Hogan has realized at least ) Tj 135.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0705 Tc -0.0267 Tw ($42,750 in illicit profits from his scheme. The ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0859 Tc -0.0113 Tw (Complaint alleges that Hogan's scheme has ) Tj 151.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0543 Tc -0.0429 Tw (also caused investors to suffer losses of ) Tj 139.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1376 Tc 0.0404 Tw (approximately $931,000.) Tj 83.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -542.64 -123.6 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 30 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 102 0 obj 10339 endobj 100 0 obj << /Type /Page /Parent 85 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 101 0 R >> endobj 105 0 obj << /Length 106 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0203 Tc -0.1437 Tw (filings, court documents) Tj 79.44 0 TD 0.0372 Tc -0.1606 Tw (, administrative proceeding) Tj 89.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/14/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0809 Tc -0.0163 Tw (SEC v. 1stBuy.com, Inc., ) Tj 88.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1362 Tc 0.039 Tw (mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.1044 Tc 0.0072 Tw (Civil action. The SEC alleges that 1stBuy.com,) Tj 161.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0808 Tc -0.0164 Tw (and Roger D. Pringle, ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 124.8 0 TD /F0 7.92 Tf -0.0394 Tc -0.0578 Tw (the Western District of) Tj 77.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.72 0 TD /F0 7.92 Tf -0.0475 Tc -0.0497 Tw ( Inc. \(1stBuy\) and its founder and CFO, Roger D.) Tj 168.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -627.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1377 Tc 0.0405 Tw (Civil Action No. ) Tj 54.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 146.64 0 TD /F0 7.92 Tf -0.059 Tc -0.0382 Tw ( Texas, Austin ) Tj 51.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 158.64 0 TD /F0 7.92 Tf -0.0779 Tc -0.0193 Tw ( Pringle conducted an Internet stock offering ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (A) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0552 Tc (CA) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0019 Tc -0.0991 Tw (599SF \(W.D. ) Tj 48.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 120 0 TD /F0 7.92 Tf -0.2593 Tc 0 Tw (Divi) Tj 12.72 0 TD -0.0398 Tc (sion) Tj 14.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 183.12 0 TD /F0 7.92 Tf -0.0727 Tc -0.0245 Tw (during 1999 and early 2000 in which the ) Tj 138.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1503 Tc 0 Tw (Tex.\)) Tj 17.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 393.6 0 TD /F0 7.92 Tf -0.1552 Tc 0.058 Tw (company raised approximately $3.8 million from) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1151 Tc 0.0179 Tw ( 1,200 investors nationwide. Allegedly, the ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0457 Tc -0.0515 Tw (stock offering was conducted pursuant to ) Tj 143.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1006 Tc 0.0034 Tw (Regulation A, or the "small issues" exemption, ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0819 Tc -0.0153 Tw (of the Securities Act of 1933. The Complaint ) Tj 153.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.109 Tc 0.0118 Tw (alleges that 1stBuy and Pringle played off the ) Tj 156 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1032 Tc 0.006 Tw (recent Internet IPO frenzy by referring to the ) Tj 152.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.082 Tc -0.0152 Tw (offering as a "pre) Tj 58.56 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0464 Tc -0.0508 Tw (IPO," and inducing ) Tj 66.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -587.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1006 Tc 0.0034 Tw (investments through false and misleading ) Tj 143.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1073 Tc 0.0101 Tw (statements about the timing ) Tj 96.48 0 TD -0.0852 Tc -0.012 Tw (of a purported IPO, ) Tj 67.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1281 Tc 0.0309 Tw (the projected value of its stock and the ability of) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0985 Tc 0.0013 Tw ( the company to generate stockholder returns. ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0933 Tc -0.0039 Tw (The Complaint further alleges that the 1stBuy ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1638 Tc 0.0666 Tw (offering failed to meet the delivery and timing ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1328 Tc 0.0356 Tw (requirements of Regulation A in vio) Tj 119.28 0 TD -0.1532 Tc 0.056 Tw (lation of the ) Tj 41.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0838 Tc -0.0134 Tw (registration provisions of the Securities Act.) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -220.32 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 31 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 106 0 obj 8456 endobj 103 0 obj << /Type /Page /Parent 104 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 105 0 R >> endobj 108 0 obj << /Length 109 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/19/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1161 Tc 0.0189 Tw (SEC v. Brycar Financial ) Tj 83.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 24.24 0 TD /F0 7.92 Tf -0.0691 Tc -0.0281 Tw (2 Defend) Tj 31.44 0 TD -0.0426 Tc -0.0546 Tw (ants and 1 ) Tj 38.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 23.52 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1 Tc 0.0028 Tw (Civil action. The SEC alleges that Defendants ) Tj 160.32 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -619.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0998 Tc 0.0026 Tw (Corporation and Bryan J. ) Tj 87.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.64 0 TD /F0 7.92 Tf -0.1126 Tc 0.0154 Tw (Relief Defendant) Tj 57.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 35.76 0 TD /F0 7.92 Tf -0.1118 Tc 0.0146 Tw (the District of Nevada) Tj 73.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 136.32 0 TD /F0 7.92 Tf -0.0992 Tc 0.002 Tw (Bryan Egan and Carol Egan are not registered ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0666 Tc -0.0306 Tw (Egan, Defendants, and ) Tj 81.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 330 0 TD /F0 7.92 Tf -0.101 Tc 0.0038 Tw (to deal in sec) Tj 45.12 0 TD -0.094 Tc -0.0032 Tw (urities, but they purport to offer ) Tj 107.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1066 Tc 0.0094 Tw (Carol A. Egan, Relief ) Tj 74.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 336.96 0 TD /F0 7.92 Tf -0.1204 Tc 0 Tw (long) Tj 14.4 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0407 Tc -0.0565 Tw ( and short) Tj 34.32 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1326 Tc 0.0354 Tw (term investment programs to ) Tj 99.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1244 Tc 0.0272 Tw (Defendant, Civil Action ) Tj 80.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 330.96 0 TD /F0 7.92 Tf -0.0726 Tc -0.0246 Tw (consumers in several states through BryCar. ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0814 Tc -0.0158 Tw (No. ) Tj 14.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 396.96 0 TD /F0 7.92 Tf -0.0915 Tc -0.0057 Tw (Allegedly, under BryCar's "long) Tj 105.84 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1177 Tc 0.0205 Tw (term" program, ) Tj 53.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0552 Tc 0 Tw (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0053 Tc (S) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (1125) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0386 Tc (LDG) Tj 16.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0269 Tc -0.1241 Tw (LRL ) Tj 16.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 322.8 0 TD /F0 7.92 Tf -0.3165 Tc 0 Tw (inv) Tj 9.6 0 TD -0.0792 Tc -0.018 Tw (estor funds are to be pooled for the purchase) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1204 Tc 0.0232 Tw (\(D. Nev.\)) Tj 30.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 380.16 0 TD /F0 7.92 Tf -0.0756 Tc -0.0216 Tw ( of securities from three sources: initial public ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0676 Tc -0.0296 Tw (offerings, commonly known as "IPOs"; "pre) Tj 147.6 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.023 Tc -0.0742 Tw (IPO ) Tj 15.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -625.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0815 Tc -0.0157 Tw (shares," and shares of private placements. ) Tj 147.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.089 Tc -0.0082 Tw (According to the Complaint, the defendants ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.132 Tc 0.0348 Tw (require a minimum investment of $2,500 for ) Tj 150.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1024 Tc 0.0052 Tw (participation in this program. The Complaint ) Tj 151.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0686 Tc -0.0286 Tw (further alleges that under BryCar's "short term" ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1167 Tc 0.0195 Tw (program, investor funds are to be pooled and ) Tj 154.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0803 Tc -0.0169 Tw (used for day trading, in a practice in which ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1115 Tc 0 Tw (publicly) Tj 25.68 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1094 Tc 0.0122 Tw (traded securities are held for a limited ) Tj 130.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1148 Tc 0.0176 Tw (time in an attempt to profit on market swings. ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0827 Tc -0.0145 Tw (Allegedly, Egan's sales pitch contained ) Tj 134.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -594 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1263 Tc 0.0291 Tw (numerous materially false and misleading ) Tj 143.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0652 Tc -0.032 Tw (statements concerning BryCar and its purported) Tj 163.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1198 Tc 0.0226 Tw ( investment programs.) Tj 76.08 0 TD -0.0667 Tc -0.0305 Tw ( In at least one such ) Tj 71.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0988 Tc 0.0016 Tw (presentation, according to the Complaint, Egan ) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1126 Tc 0.0154 Tw (repeatedly told prospective customers that ) Tj 145.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1013 Tc 0.0041 Tw (BryCar guaranteed its investments, that ) Tj 137.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1026 Tc 0.0054 Tw (investors cannot lose money, and that BryCar's ) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.111 Tc 0.0138 Tw (investments are both "risk free" and "tax free.) Tj 153.84 0 TD 0.0526 Tc -0.1498 Tw (" ) Tj 5.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.098 Tc 0.0008 Tw (According to the Complaint, however, securities) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.136 Tc 0.0388 Tw ( transactions involve risk and are generally ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1281 Tc 0.0309 Tw (subject to taxation.) Tj 63.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -522.72 -139.92 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 32 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 109 0 obj 10944 endobj 107 0 obj << /Type /Page /Parent 104 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 108 0 R >> endobj 111 0 obj << /Length 112 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0259 Tc 0 Tw (D) Tj 5.76 0 TD 0.0341 Tc -0.1575 Tw (efendants or ) Tj 42.96 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/20/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1121 Tc 0.0149 Tw (In the Matter of Jonathan ) Tj 87.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.64 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0796 Tc -0.0176 Tw (Internet Message Board ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.077 Tc -0.0202 Tw (G. Lebed \(Admin. Proc. ) Tj 83.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 117.84 0 TD /F0 7.92 Tf -0.088 Tc 0 Tw (Proceeding.) Tj 41.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 54.96 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.0785 Tc -0.0187 Tw (found that Respondent Lebed, a 15) Tj 120.48 0 TD -0.2155 Tc 0.1183 Tw ( year) Tj 16.56 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1565 Tc 0.0593 Tw (old ) Tj 12.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (File No. 3) Tj 32.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10291\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.1232 Tc 0.026 Tw (boy, on eleven separate occasions between ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (August 23, 1999 and February 4, 2000, ) Tj 138.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.094 Tc -0.0032 Tw (engaged in a scheme on the Internet in which ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0855 Tc -0.0117 Tw (he purchased large blocks of thinly traded ) Tj 144.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0686 Tc -0.0286 Tw (microcap stocks and, within hours of making ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.1393 Tc 0 Tw (suc) Tj 12.48 0 TD -0.046 Tc -0.0512 Tw (h purchases, sent numerous false and/or ) Tj 142.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0999 Tc 0.0027 Tw (misleading messages, or "spam," over the ) Tj 145.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0649 Tc -0.0323 Tw (Internet touting the stocks he had just ) Tj 130.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0654 Tc -0.0318 Tw (purchased. The Commission also found that ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0829 Tc -0.0143 Tw (Lebed then sold all of these shares, usually ) Tj 149.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0808 Tc -0.0164 Tw (within 24 hours, profiting from the in) Tj 122.64 0 TD -0.048 Tc -0.0492 Tw (creased ) Tj 29.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0345 Tc -0.0627 Tw (price his messages had caused. The ) Tj 128.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -587.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0761 Tc -0.0211 Tw (Commission found that during the course of the) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1286 Tc 0.0314 Tw ( scheme, Lebed realized a total net profit of ) Tj 148.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0311 Tc 0 Tw ($272,826.) Tj 34.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -493.68 -244.32 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 33 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 112 0 obj 7254 endobj 110 0 obj << /Type /Page /Parent 104 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 111 0 R >> endobj 114 0 obj << /Length 115 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.026 Tc -0.1494 Tw ( files, and other relevant documents is req) Tj 137.28 0 TD 0.0309 Tc -0.1543 Tw (uired for ) Tj 30.96 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/22/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1002 Tc 0.003 Tw (SEC v. Royal Pictures, ) Tj 80.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 27.6 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (3 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1368 Tc 0.0396 Tw (Civil action. The Complaint alleges that from ) Tj 154.56 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -613.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1059 Tc 0.0087 Tw (Inc., David Olinsky, and ) Tj 83.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 117.84 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.2113 Tc 0.1141 Tw (approximately ) Tj 48.96 0 TD -0.0218 Tc -0.0754 Tw (August 1998 through June 1999, ) Tj 114.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1148 Tc 0.0176 Tw (Robert Brent, Civil Action) Tj 86.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 114.96 0 TD /F0 7.92 Tf -0.1473 Tc 0.0501 Tw (of Florida) Tj 31.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 178.08 0 TD /F0 7.92 Tf -0.1131 Tc 0.0159 Tw (Royal at the direction of Olinsky and Brent, ) Tj 147.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0538 Tc -0.0434 Tw ( No. 00) Tj 24.96 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (3557) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0044 Tc (CIV) Tj 13.2 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0802 Tc -0.1774 Tw (HUCK ) Tj 24.72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 323.04 0 TD /F0 7.92 Tf -0.0848 Tc -0.0124 Tw (made false and misleading statements in press) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0736 Tc -0.0236 Tw (\(S.D. Fla.\)) Tj 35.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 375.6 0 TD /F0 7.92 Tf -0.1006 Tc 0.0034 Tw ( releases, in an investor brochure, and on the ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1538 Tc 0 Tw (company) Tj 30.96 0 TD -0.0602 Tc -0.037 Tw ('s website concerning final ) Tj 92.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -582.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1185 Tc 0.0213 Tw (negotiations that the Company purportedly had ) Tj 160.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1338 Tc 0.0366 Tw (with various well) Tj 55.44 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0256 Tc -0.0716 Tw (known actors and actresses ) Tj 97.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1018 Tc 0.0046 Tw (for parts in Royal) Tj 58.08 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0653 Tc -0.0319 Tw (produced films. The ) Tj 72.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1369 Tc 0.0397 Tw (Complaint also alleges that Royal made false ) Tj 154.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1154 Tc 0.0182 Tw (claims it was backed by $24 million in film ) Tj 144.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0832 Tc -0.014 Tw (financing with an established film financing ) Tj 148.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1156 Tc 0.0184 Tw (company, when in fact Royal had only raised $5) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1112 Tc 0.014 Tw ( million and the established film financing ) Tj 142.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1237 Tc 0.0265 Tw (company was a one) Tj 67.68 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1402 Tc 0.043 Tw (man company that had ) Tj 79.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1561 Tc 0.0589 Tw (previously only financed one film. Finally, the ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1169 Tc 0.0197 Tw (Complaint alleges that Royal misrepresented ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.134 Tc 0.0368 Tw (and omitted material information concerning ) Tj 151.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1052 Tc 0.008 Tw (Brent's background and experience in a investor) Tj 163.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0806 Tc -0.0166 Tw ( brochure distributed to investors during a road ) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0738 Tc -0.0234 Tw (show. The Comm) Tj 60.72 0 TD -0.0893 Tc -0.0079 Tw (ission also alleges that the ) Tj 91.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0802 Tc -0.017 Tw (brochure failed to disclose that Brent is a ) Tj 141.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0758 Tc 0 Tw (twice) Tj 17.52 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.146 Tc 0.0488 Tw (convicted felon.) Tj 53.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -532.56 -196.08 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 34 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 115 0 obj 9051 endobj 113 0 obj << /Type /Page /Parent 104 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 114 0 R >> endobj 117 0 obj << /Length 118 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0356 Tc -0.159 Tw (Please ) Tj 23.28 0 TD 0.0258 Tc -0.1492 Tw (note that these summaries represent ) Tj 120.48 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/25/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0904 Tc -0.0068 Tw (In the Matter of Joseph M.) Tj 89.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.48 0 TD /F0 7.92 Tf -0.0158 Tc -0.0814 Tw (2 Respondents) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.1075 Tc 0.0103 Tw (Internet Advertisements and ) Tj 98.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 15.84 0 TD /F0 7.92 Tf -0.1228 Tc 0.0256 Tw (Administrative proceeding. The Division of ) Tj 148.08 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -607.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.193 Tc 0.0958 Tw ( Salvani and ) Tj 43.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 157.2 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.12 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (E) Tj 5.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.1362 Tc 0.039 Tw (mail Spams) Tj 40.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 65.76 0 TD /F0 7.92 Tf -0.1116 Tc 0.0144 Tw (Â鶹´«Ã½ alleges that MainStreet held itself) Tj 161.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.16 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0983 Tc 0.0011 Tw (Mainstreetipo.com, Inc. ) Tj 81.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 329.28 0 TD /F0 7.92 Tf -0.0774 Tc -0.0198 Tw ( out as the source of "hot" initial public offerings) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0977 Tc 0 Tw (\(Admin. Proc. File No. ) Tj 78 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 333.12 0 TD /F0 7.92 Tf -0.1343 Tc 0.0371 Tw ( \("IPOs"\) for the average investor; that Salvani ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0098 Tc (10298\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 379.92 0 TD /F0 7.92 Tf -0.1057 Tc 0.0085 Tw (and MainStreet actively solicited both issuers of) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0811 Tc -0.0161 Tw ( IPOs and potential investors in IPOs to ) Tj 137.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1278 Tc 0.0306 Tw (participate in online au) Tj 76.32 0 TD -0.0533 Tc -0.0439 Tw (ctions of securities at ) Tj 74.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.08 Tc -0.0172 Tw (MainStreet's website; that MainStreet purchased) Tj 165.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1181 Tc 0.0209 Tw ( banner advertisements for posting on over 70 ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0866 Tc -0.0106 Tw (other financial websites, and sent out roughly ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0529 Tc -0.0443 Tw (600,000 e) Tj 34.32 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1293 Tc 0.0321 Tw (mails to potential investors; that ) Tj 109.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1202 Tc 0.023 Tw (MainStreet also hosted booths at vari) Tj 126 0 TD -0.0707 Tc -0.0265 Tw (ous trade ) Tj 34.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0509 Tc -0.0463 Tw (shows, and in April 2000 ran full) Tj 109.92 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.124 Tc 0.0268 Tw (page color ) Tj 37.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.139 Tc 0.0418 Tw (advertisements in various national magazines. ) Tj 158.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0991 Tc 0.0019 Tw (The Division further alleges that these ) Tj 131.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -590.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1128 Tc 0.0156 Tw (solicitation efforts allegedly resulted in at least ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0469 Tc -0.0503 Tw (six prospective issuers signing contracts with ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0917 Tc -0.0055 Tw (MainStreet, paying deposits of at least $50,000.) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1136 Tc 0.0164 Tw ( The Division alleges that in addition, these ) Tj 147.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1129 Tc 0.0157 Tw (solicitation efforts allegedly resulted in roughly ) Tj 158.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0888 Tc -0.0084 Tw (15,000 potential investors registering with ) Tj 143.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1044 Tc 0.0072 Tw (MainStreet as "members." The Division of ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1346 Tc 0.0374 Tw (Â鶹´«Ã½ alle) Tj 57.6 0 TD -0.1379 Tc 0.0407 Tw (ges that Salvani and ) Tj 71.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -588 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1187 Tc 0.0215 Tw (MainStreet were attempting to induce the ) Tj 141.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0687 Tc -0.0285 Tw (purchase or sale of securities and to effect ) Tj 147.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0646 Tc -0.0326 Tw (transactions in securities on behalf of others ) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0813 Tc -0.0159 Tw (without registering as a broker.) Tj 104.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -564 -164.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 35 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 118 0 obj 9597 endobj 116 0 obj << /Type /Page /Parent 104 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 117 0 R >> endobj 120 0 obj << /Length 121 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0502 Tc -0.1735 Tw ( f) Tj 4.56 0 TD 0.0264 Tc -0.1497 Tw (iles, and other relevant documents is required for ) Tj 163.68 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/28/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1517 Tc 0.0545 Tw (In the Matter of Alex ) Tj 70.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 37.44 0 TD /F0 7.92 Tf -0.0158 Tc -0.0814 Tw (3 Respondents) Tj 52.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 41.04 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0676 Tc -0.0296 Tw (Internet Website and On) Tj 84.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1686 Tc (line) Tj 11.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 15.36 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0928 Tc -0.0044 Tw (Moore & Co., Inc., ) Tj 64.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 136.8 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.12 0 TD /F0 7.92 Tf -0.0505 Tc -0.0467 Tw ( Trading) Tj 28.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 85.44 0 TD /F0 7.92 Tf -0.0978 Tc 0 Tw (found that that from May 1998 through ) Tj 133.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1322 Tc 0.035 Tw (Livetrade.com, Inc., and ) Tj 84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 327.12 0 TD /F0 7.92 Tf -0.1442 Tc 0.047 Tw (December 1999, Livetrade and Alex Moore, ) Tj 149.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0729 Tc -0.0243 Tw (Michael Weissman ) Tj 67.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 343.44 0 TD /F0 7.92 Tf -0.1132 Tc 0.016 Tw (pursuant to an arrangement negotiated by ) Tj 144.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0977 Tc 0 Tw (\(Admin. Proc. File No. ) Tj 78 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 333.12 0 TD /F0 7.92 Tf -0.1073 Tc 0.0101 Tw (Weissman \(of Livetrade\) and Nortman \(of Al) Tj 150.96 0 TD -0.3972 Tc 0.3 Tw (ex ) Tj 9.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.92 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (3) Tj 4.32 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0098 Tc (10326\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 379.92 0 TD /F0 7.92 Tf -0.1241 Tc 0.0269 Tw (Moore\), jointly provided online securities trading) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1004 Tc 0.0032 Tw ( services. Although Alex Moore was registered ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.087 Tc -0.0102 Tw (with the Commission as a broker) Tj 111.6 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1526 Tc 0.0554 Tw (dealer, ) Tj 25.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1016 Tc 0.0044 Tw (Livetrade was not. Consequently, the SEC ) Tj 146.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1595 Tc 0.0623 Tw (found that Livetrade willfully violated Section ) Tj 151.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0678 Tc -0.0294 Tw (15\(a\)\(1\) of the Exchange Act, and Weissman, ) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1497 Tc 0.0525 Tw (and Alex Moore each willfully aided and ) Tj 135.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1096 Tc 0.0124 Tw (abetted, and was a cause of, those violations. ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1251 Tc 0.0279 Tw (Additionally, the Commission found that Alex ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1227 Tc 0.0255 Tw (Moore failed to account properly for certain ) Tj 147.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0704 Tc -0.0268 Tw (assets and liabilities r) Tj 73.2 0 TD -0.1287 Tc 0.0315 Tw (elating to its online ) Tj 65.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1082 Tc 0.011 Tw (securities trading activities: specifically, Alex ) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0986 Tc 0.0014 Tw (Moore: \(1\) failed to record on its books and ) Tj 148.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0814 Tc -0.0158 Tw (records certain accounts payable and certain ) Tj 155.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0984 Tc 0.0012 Tw (accounts receivable; \(2\) reported inaccurate ) Tj 151.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0983 Tc 0.0011 Tw (accounts payable and/or accounts receiv) Tj 138.96 0 TD -0.1565 Tc 0.0593 Tw (able in) Tj 22.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1149 Tc 0.0177 Tw ( several FOCUS reports; and \(3\) failed to provide) Tj 167.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -626.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1011 Tc 0.0039 Tw ( notice to the Commission of those ) Tj 120.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -579.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0858 Tc -0.0114 Tw (inaccuracies. The Commission found that Alex ) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1512 Tc 0.054 Tw (Moore willfully violated Section 17\(a\) of the ) Tj 147.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0699 Tc -0.0273 Tw (Exchange Act and Rules 17a) Tj 99.6 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0772 Tc -0.02 Tw (3, 17a) Tj 21.36 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0772 Tc -0.02 Tw (5, and ) Tj 23.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0922 Tc 0 Tw (17a) Tj 12.72 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0406 Tc (11.) Tj 10.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -485.28 -164.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 36 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 121 0 obj 9774 endobj 119 0 obj << /Type /Page /Parent 104 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 120 0 R >> endobj 124 0 obj << /Length 125 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/28/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1205 Tc 0.0233 Tw (In the Matter of Paul ) Tj 71.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 36.72 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0676 Tc -0.0296 Tw (Internet Website and On) Tj 84.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1686 Tc (line) Tj 11.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 15.36 0 TD /F0 7.92 Tf -0.1228 Tc 0.0256 Tw (Administrative proceeding. The Division of ) Tj 145.92 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -605.04 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0874 Tc -0.0098 Tw (Nortman \(Admin. Proc. ) Tj 81.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 120 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.12 0 TD /F0 7.92 Tf -0.0505 Tc -0.0467 Tw ( Trading) Tj 28.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 85.44 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (Â鶹´«Ã½ alleges that Nortman, age 69, ) Tj 148.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (File No. 3) Tj 32.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10325\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.1147 Tc 0.0175 Tw (controlled Alex Moore & Co, Inc., a registered ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1052 Tc 0 Tw (broker) Tj 21.6 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0824 Tc -0.0148 Tw (dealer, and was responsible for the ) Tj 121.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1151 Tc 0.0179 Tw (accounting function at Alex Moore; that Nortman) Tj 164.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.52 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.114 Tc 0.0168 Tw ( \(1\) negotiated an arrangement with ) Tj 123.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -582.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0865 Tc -0.0107 Tw (Livetrade.com, Inc, which was not registered as) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1262 Tc 0.029 Tw ( a broker) Tj 30 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1293 Tc 0.0321 Tw (dealer, whereby the two firms jointly ) Tj 123.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1013 Tc 0.0041 Tw (provided online securities trading services; and ) Tj 161.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0976 Tc 0 Tw (\(2\) although aware ) Tj 65.76 0 TD -0.0849 Tc -0.0123 Tw (of Alex Moore's assets and ) Tj 94.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1004 Tc 0.0032 Tw (liabilities relating to its online securities trading) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1379 Tc 0.0407 Tw ( activities, failed to include that information in ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1148 Tc 0.0176 Tw (Alex Moore's books and records or provide that ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1185 Tc 0.0213 Tw (information to the Financial and Operations ) Tj 148.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0836 Tc -0.0136 Tw (Principal who prepared A) Tj 85.92 0 TD -0.0993 Tc 0.0021 Tw (lex Moore's FOCUS ) Tj 70.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0577 Tc -0.0395 Tw (reports for the quarters ended June 30, 1998 ) Tj 155.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1078 Tc 0.0106 Tw (and September 30, 1998 and the year ended ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0698 Tc -0.0274 Tw (December 31, 1998.) Tj 70.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -529.2 -51.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/28/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1311 Tc 0.0339 Tw (In the Matter of Mumtaz ) Tj 83.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 24.72 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1228 Tc 0.0256 Tw (Administrative proceeding. The Division of ) Tj 145.92 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -605.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (0) Tj 4.32 0 TD (0) Tj 4.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1196 Tc 0.0224 Tw (Saxena \(Admin. Proc. ) Tj 77.04 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 124.08 0 TD /F0 7.92 Tf -0.087 Tc 0 Tw (Proceeding) Tj 38.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.0951 Tc -0.0021 Tw (Â鶹´«Ã½ alleges that, on July 25, 2000, ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (File No. 3) Tj 32.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10319\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 351.36 0 TD /F0 7.92 Tf -0.1193 Tc 0.0221 Tw (Saxena and her husband were permanently ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0781 Tc -0.0191 Tw (enjoined by the District Court for the District of ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0913 Tc -0.0059 Tw (Massachusetts from violating the registration ) Tj 154.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0971 Tc -0 Tw (and antifraud ) Tj 47.04 0 TD -0.124 Tc 0.0268 Tw (provisions of the federal ) Tj 83.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0936 Tc -0.0036 Tw (securities laws; that, in addition to permanent ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0678 Tc -0.0294 Tw (injunctions, the District Court judgment directed) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1177 Tc 0.0205 Tw ( Saxena to pay disgorgement plus prejudgment ) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.115 Tc 0.0178 Tw (interest. In addition, Saxena was directed to pay) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1182 Tc 0.021 Tw ( civil monetary penalties. Based on the district ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1162 Tc 0.019 Tw (court action, a hearing will be held before an ) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.138 Tc 0.0408 Tw (administrative law judge to determine whether ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1269 Tc 0.0297 Tw (the Division's allegations against Saxena are ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0917 Tc -0.0055 Tw (true, and if so, whether remedial sanctions are ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1103 Tc 0 Tw (appropria) Tj 32.16 0 TD -0.0893 Tc -0.0079 Tw (te and in the public interest.) Tj 94.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -585.36 -64.8 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 37 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 125 0 obj 11769 endobj 122 0 obj << /Type /Page /Parent 123 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 124 0 R >> endobj 127 0 obj << /Length 128 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0177 Tc -0.141 Tw (synopses of the SEC) Tj 66.48 0 TD 0.0135 Tc -0.1368 Tw ('s allegations. Review of SEC ) Tj 99.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/29/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0834 Tc -0.0138 Tw (SEC v. ETS Payphones, ) Tj 86.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.36 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.1147 Tc 0 Tw (Inte) Tj 12.72 0 TD -0.068 Tc -0.0292 Tw (rnet Securities Offering) Tj 79.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.6 0 TD /F0 7.92 Tf -0.1168 Tc 0.0196 Tw (Civil action. The SEC alleges that the ) Tj 131.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -590.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0474 Tc -0.0498 Tw (Inc. and Charles E. ) Tj 68.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.96 0 TD /F0 7.92 Tf -0.0592 Tc -0.038 Tw (the Northern District of) Tj 77.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 132.24 0 TD /F0 7.92 Tf -0.114 Tc 0.0168 Tw (defendants promoted a massive fraudulent ) Tj 147.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0886 Tc -0.0086 Tw (Edwards, Civil Action ) Tj 74.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 126.24 0 TD /F0 7.92 Tf -0.1355 Tc 0.0383 Tw ( Georgia) Tj 29.28 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 180.72 0 TD /F0 7.92 Tf -0.0576 Tc -0.0396 Tw (scheme through the use of insurance agents, ) Tj 156.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.84 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1441 Tc 0.0469 Tw (File No. ) Tj 28.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 382.56 0 TD /F0 7.92 Tf -0.1024 Tc 0.0052 Tw (financial planners, marketing companies, and ) Tj 156.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0335 Tc 0 Tw (1:00) Tj 15.12 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0552 Tc (CV) Tj 11.04 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0122 Tc (2532) Tj 17.28 0 TD 0.0026 Tc (-) Tj 2.64 0 TD 0.0476 Tc -0.1448 Tw (JTC \(N.D. ) Tj 37.68 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 322.08 0 TD /F0 7.92 Tf -0.107 Tc 0.0098 Tw (over the Internet, in which ETS raised more ) Tj 150 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.081 Tc 0 Tw (Ga.\)) Tj 15.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 396 0 TD /F0 7.92 Tf -0.124 Tc 0.0268 Tw (than $300 million from over 10,000 investors; ) Tj 155.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0686 Tc -0.0286 Tw (that the scheme is based upon purported ) Tj 142.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -601.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0959 Tc -0.0013 Tw (investments in customer owned, coin) Tj 126.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.141 Tc (operated) Tj 29.76 0 TD 0 Tc -0.0972 Tw ( ) Tj 2.16 0 TD ( ) Tj -619.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1259 Tc 0.0287 Tw (telephones offered and sold in units, involving a) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1253 Tc 0.0281 Tw ( telephone, site lease, lease/back agreement ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1031 Tc 0.0059 Tw (and buy/back agreement, that constitute ) Tj 138.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.076 Tc -0.0212 Tw (securities; that no registration statement was ) Tj 154.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0919 Tc -0.0053 Tw (filed with the Commission in connection with ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0426 Tc -0.0546 Tw (these securities;) Tj 55.92 0 TD -0.1151 Tc 0.0179 Tw ( that investors were not told ) Tj 95.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1233 Tc 0.0261 Tw (that ETS was losing money, had a negative net ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.11 Tc 0.0128 Tw (worth, and was dependent on revenue from new ) Tj 165.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0734 Tc -0.0238 Tw (investors to sustain its operations.) Tj 115.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -575.04 -244.32 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 38 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 128 0 obj 7777 endobj 126 0 obj << /Type /Page /Parent 123 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 127 0 R >> endobj 130 0 obj << /Length 131 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0787 Tc -0.2021 Tw (Net comp) Tj 31.68 0 TD 0.0132 Tc 0 Tw (onent) Tj 18.48 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (9/29/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0971 Tc -0 Tw (In the Matter of CGI ) Tj 70.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 37.92 0 TD /F0 7.92 Tf -0.0454 Tc -0.0518 Tw (1 Respondent) Tj 48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.12 0 TD /F0 7.92 Tf -0.1471 Tc 0.0499 Tw (Administrative ) Tj 50.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.6 0 TD /F0 7.92 Tf -0.0715 Tc -0.0257 Tw (Internet Website and E) Tj 78.96 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2424 Tc (mail) Tj 13.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18.48 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (Administrative proceeding. The Commission ) Tj 155.28 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.091 Tc -0.0062 Tw (Capital, Inc. \(Admin. ) Tj 72 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 129.12 0 TD /F0 7.92 Tf 0.0053 Tc 0 Tw (P) Tj 5.28 0 TD -0.0973 Tc (roceeding) Tj 33.6 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 171.12 0 TD /F0 7.92 Tf -0.1201 Tc 0.0229 Tw (found that CGI violated the registration ) Tj 133.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0956 Tc -0.0016 Tw (Proc. File No. 3) Tj 53.28 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0098 Tc (10331\)) Tj 24.24 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 330.96 0 TD /F0 7.92 Tf -0.0779 Tc -0.0193 Tw (provisions of the Securities Act. The ) Tj 130.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -589.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0671 Tc -0.0301 Tw (Commission also found that from August 1999 ) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0789 Tc -0.0183 Tw (through December 1999, CGI Capital solicited ) Tj 159.84 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1009 Tc 0.0037 Tw (thousands of individuals to invest in two pr) Tj 144 0 TD -0.3078 Tc 0.2106 Tw (ivate ) Tj 17.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0716 Tc -0.0256 Tw (placement securities offerings. The ) Tj 122.4 0 TD 0 Tc -0.0972 Tw ( ) Tj -581.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0878 Tc -0.0094 Tw (Commission also found that CGI Capital ) Tj 139.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -598.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1251 Tc 0.0279 Tw (disseminated certain preliminary information ) Tj 152.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.28 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1068 Tc 0.0096 Tw (about the offerings to prospective investors ) Tj 148.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.081 Tc -0.0162 Tw (through e) Tj 32.4 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0866 Tc -0.0106 Tw (mail messages and provided access ) Tj 126.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1547 Tc 0.0575 Tw (to detailed information by gi) Tj 93.12 0 TD -0.153 Tc 0.0558 Tw (ving investors a ) Tj 55.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0496 Tc -0.0476 Tw (password to its website. The Commission ) Tj 144.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1152 Tc 0.018 Tw (found that some of the individuals contacted by ) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.139 Tc 0.0418 Tw (CGI Capital did not have any pre) Tj 110.88 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.127 Tc 0.0298 Tw (existing ) Tj 28.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0919 Tc -0.0053 Tw (substantive relationship with CGI Capital, and ) Tj 157.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.56 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1434 Tc 0.0462 Tw (CGI Capital failed to determine adequately ) Tj 145.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0961 Tc -0.0011 Tw (whether they were either sophisticated or ) Tj 141.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -600.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.097 Tc -0 Tw (accredited investors prior to giving them access) Tj 162.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1107 Tc 0.0135 Tw ( to view the online offerings on CGI Capital's ) Tj 153.12 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0783 Tc -0.0189 Tw (website. The Commission found that in ) Tj 135.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -594.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1339 Tc 0.0367 Tw (addition, CGI Capital failed to take adequate ) Tj 151.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0262 Tc -0.071 Tw (steps to restrict access to its website. The ) Tj 145.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0668 Tc -0.0304 Tw (Commission found that because the securities ) Tj 160.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.44 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0987 Tc 0.0015 Tw (being offered were not registered with the ) Tj 143.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1124 Tc 0.0152 Tw (Commission or exempt from registration, CGI ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1178 Tc 0.0206 Tw (Capital violated Section 5 of the Securities Act.) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -164.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0942 Tc 0.1413 Tw (Monday, October 30, ) Tj 80.4 0 TD -0.06 Tc 0 Tw (2000) Tj 17.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 39 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 131 0 obj 9245 endobj 129 0 obj << /Type /Page /Parent 123 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 130 0 R >> endobj 133 0 obj << /Length 134 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0161 Tc -0.1395 Tw (filings, court docu) Tj 59.76 0 TD 0.0368 Tc -0.1601 Tw (ments, administrative proceeding) Tj 109.44 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (10/3/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.082 Tc -0.0152 Tw (SEC v. Carl Robinson ) Tj 77.52 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 30.48 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0724 Tc -0.0248 Tw (Internet Website) Tj 56.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 57.36 0 TD /F0 7.92 Tf -0.1163 Tc 0.0191 Tw (Civil action. The SEC alleges that defen) Tj 135.6 0 TD -0.0128 Tc -0.0844 Tw (dants ) Tj 21.12 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -615.84 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1138 Tc 0.0166 Tw (and Cellular Video Car ) Tj 79.2 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 121.92 0 TD /F0 7.92 Tf -0.0557 Tc -0.0415 Tw (the Southern District ) Tj 72.48 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.52 0 TD /F0 7.92 Tf -0.0891 Tc -0.0081 Tw (Carl Robinson and Cellular Video Car Alarms, ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1001 Tc 0.0029 Tw (Alarms, Inc., Civ. No. ) Tj 75.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 126 0 TD /F0 7.92 Tf -0.1106 Tc 0.0134 Tw (of New York) Tj 41.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 168.24 0 TD /F0 7.92 Tf -0.0885 Tc -0.0087 Tw (Inc., defrauded investors of more than $400,000) Tj 164.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0754 Tc -0.0218 Tw (Civ. 7452 \(RMB\) ) Tj 59.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 340.08 0 TD /F0 7.92 Tf -0.0761 Tc -0.0211 Tw ( by offering and selling unregistered shares of ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0403 Tc 0 Tw (\(S.D.N.Y.\)) Tj 35.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 375.36 0 TD /F0 7.92 Tf -0.1014 Tc 0.0042 Tw (the company's stock based on false, deceptive ) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.116 Tc 0.0188 Tw (and misleading statements made on Cellular ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0987 Tc 0.0015 Tw (Video's Internet website, and in the print media;) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1193 Tc 0.0221 Tw ( that Cellular Video purportedly makes a car ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1767 Tc 0 Tw (alar) Tj 12.48 0 TD -0.0865 Tc -0.0107 Tw (m system that transmits images and ) Tj 125.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0988 Tc 0.0016 Tw (sounds from a camera connected to a cell ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1595 Tc 0.0623 Tw (phone inside an automobile to either a video ) Tj 150.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -610.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1569 Tc 0.0597 Tw (phone or any other receiver the owner may ) Tj 146.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -605.76 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1462 Tc 0.049 Tw (choose; that Cellular Video does not have even ) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.105 Tc 0.0078 Tw (a working prototype of the product; ) Tj 120 0 TD -0.1172 Tc 0.02 Tw (that the ) Tj 27.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -606.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1389 Tc 0.0417 Tw (defendants have also falsely claimed, at ) Tj 137.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1677 Tc 0.0705 Tw (various times, to have co) Tj 84.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.1253 Tc 0.0281 Tw (marketing agreements) Tj 76.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -622.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0893 Tc -0.0079 Tw ( with "AT&T" and "Nokia." Allegedly, Cellular ) Tj 154.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -613.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1385 Tc 0.0413 Tw (Video raised money from investors by making ) Tj 156.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0797 Tc -0.0175 Tw (unsubstantiated optimistic financial projections) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1235 Tc 0.0263 Tw ( about the) Tj 33.84 0 TD -0.1246 Tc 0.0274 Tw ( potential sales and profitability of the) Tj 125.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1467 Tc 0.0495 Tw ( company. ) Tj 37.44 0 TD 0 Tc -0.0972 Tw ( ) Tj -496.56 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0882 Tc -0.009 Tw (In coordination with the Commission's action, ) Tj 156 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0922 Tc -0.005 Tw (the Attorneys General of two states also ) Tj 138 0 TD 0 Tc -0.0972 Tw ( ) Tj -597.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0855 Tc -0.0117 Tw (commenced actions against the defendants. ) Tj 152.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -612 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1054 Tc 0.0082 Tw (The Attorney General of New York brought an ) Tj 158.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0883 Tc -0.0089 Tw (action against the same defendants seeking ) Tj 151.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1201 Tc 0.0229 Tw (and obtaining an injunction preventing the ) Tj 143.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0966 Tc -0 Tw (company from using the Internet to solicit New ) Tj 160.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1196 Tc 0.0224 Tw (York investors. The Attorney General of ) Tj 136.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1238 Tc 0.0266 Tw (Maryland brought an administrative proceeding ) Tj 161.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.64 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0844 Tc -0.0128 Tw (against the same defendants) Tj 98.64 0 TD -0.1445 Tc 0.0473 Tw ( alleging ) Tj 30.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -588.24 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1117 Tc 0.0145 Tw (violations of the Maryland securities laws, ) Tj 143.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0838 Tc -0.0134 Tw (including fraud in connection with the sale of ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0344 Tc 0 Tw (securities.) Tj 35.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -494.16 -107.52 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 40 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 134 0 obj 10781 endobj 132 0 obj << /Type /Page /Parent 123 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 133 0 R >> endobj 136 0 obj << /Length 137 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0439 Tc -0.1673 Tw (a complete understanding) Tj 85.44 0 TD 0.0337 Tc -0.1571 Tw ( of each action.) Tj 50.4 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (10/5/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0907 Tc -0.0065 Tw (SEC v. TLC Investments ) Tj 87.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 20.64 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (9 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.1224 Tc 0.0252 Tw (Sale of Fraudulent ) Tj 64.8 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 49.2 0 TD /F0 7.92 Tf -0.1017 Tc 0.0045 Tw (Civil action. The SEC alleges defendants ) Tj 141.84 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -600.96 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.0371 Tc -0.0601 Tw (& Trade Co., TLC ) Tj 63.36 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 137.76 0 TD /F0 7.92 Tf -0.0719 Tc -0.0253 Tw (the Central District of ) Tj 74.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.36 0 TD /F0 7.92 Tf -0.12 Tc 0.0228 Tw (Securities over the Internet) Tj 91.44 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 22.56 0 TD /F0 7.92 Tf -0.07 Tc -0.0272 Tw (Ernest F. Cossey, Gary W. Williams, entities ) Tj 155.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0972 Tc -0 Tw (America, Inc. d/b/a Brea ) Tj 84.96 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 116.16 0 TD /F0 7.92 Tf -0.1323 Tc 0 Tw (California) Tj 32.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 177.6 0 TD /F0 7.92 Tf -0.1024 Tc 0.0052 Tw (controlled by them, and Thomas G. Cloud and ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.182 Tc 0.0848 Tw (Development Company, ) Tj 83.76 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 327.36 0 TD /F0 7.92 Tf -0.1177 Tc 0.0205 Tw (his company have used the Internet to raise at ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1464 Tc 0.0492 Tw (et al., Civil Action No. ) Tj 75.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 336 0 TD /F0 7.92 Tf -0.1396 Tc 0.0424 Tw (least $156 million from more ) Tj 98.64 0 TD -0.0578 Tc -0.0394 Tw (than 2,600 ) Tj 38.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -596.4 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf 0.0161 Tc -0.1133 Tw (SACV 00) Tj 32.4 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD 0.0152 Tc -0.1124 Tw (960 DOC \(EEX\)) Tj 55.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 320.16 0 TD /F0 7.92 Tf -0.0735 Tc -0.0237 Tw (investors, including numerous senior citizens, ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0428 Tc -0.0544 Tw ( \(C.D. Cal.\)) Tj 39.12 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 372 0 TD /F0 7.92 Tf -0.1036 Tc 0.0064 Tw (purportedly for the purpose of investing in ) Tj 143.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -602.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0725 Tc -0.0247 Tw (distressed real estate. The SEC alleges that in) Tj 160.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -619.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0649 Tc -0.0323 Tw ( fact, Cossey, Williams and the TLC Entities ) Tj 153.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0892 Tc -0.008 Tw (are currently operating an undisclosed Ponzi ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0732 Tc -0.024 Tw (scheme using client funds to make interest ) Tj 148.32 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.44 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1186 Tc 0.0214 Tw (payments; that Cossey and Williams have ) Tj 144.96 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0923 Tc -0.0049 Tw (misused at least $28.3 million in investor funds) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1379 Tc 0.0407 Tw ( to pay other investors, invest in a prime bank ) Tj 155.76 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0576 Tc -0.0396 Tw (scheme, buy racehorses) Tj 84 0 TD -0.1463 Tc 0.0491 Tw (, make charitable ) Tj 60.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.36 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0339 Tc -0.0633 Tw (contributions for Cossey's son and wire funds ) Tj 157.92 0 TD 0 Tc -0.0972 Tw ( ) Tj -617.04 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1053 Tc 0.0081 Tw (overseas; and that Cloud and his company, ) Tj 149.52 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.64 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0211 Tc -0.0761 Tw (Cloud & Associates Consulting, Inc. \("C&A"\), ) Tj 157.2 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.32 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0875 Tc -0.0097 Tw (misrepresented, among other things, the ) Tj 140.16 0 TD 0 Tc -0.0972 Tw ( ) Tj -599.28 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1078 Tc 0.0106 Tw (commissions they received on sales of ) Tj 133.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -592.8 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0825 Tc -0.0147 Tw (interests in the TLC Entities, falsely claiming ) Tj 153.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -612.72 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0893 Tc -0.0079 Tw (C&A had received no commissions when, in ) Tj 152.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -611.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1156 Tc 0.0184 Tw (fact, C&A has received at least $1 million in ) Tj 150.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -609.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0552 Tc -0.042 Tw (commissions through July 2000.) Tj 110.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -570 -188.16 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 4.56 0 TD 0 0 0.502 rg /F1 9.12 Tf -0.0877 Tc 0.1348 Tw (Monday, October 30, 2000) Tj 98.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 490.56 0 TD 0 0 0.502 rg /F1 9.12 Tf 0.0153 Tc 0.0318 Tw (Page 41 of 42) Tj 51.84 0 TD /F1 10.56 Tf 0 Tc -0.0845 Tw ( ) Tj ET endstream endobj 137 0 obj 9159 endobj 135 0 obj << /Type /Page /Parent 123 0 R /Resources << /Font << /F0 6 0 R /F1 8 0 R >> /ProcSet 2 0 R >> /Contents 136 0 R >> endobj 139 0 obj << /Length 140 0 R >> stream BT 54 543.12 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0434 Tc -0.08 Tw (Filing ) Tj 21.84 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 32.16 0 TD 0 0 0.502 rg /F1 7.92 Tf -0.0028 Tc 0 Tw (Matter) Tj 22.08 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 67.92 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0634 Tc -0.1867 Tw (Number of ) Tj 37.92 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 58.08 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0108 Tc -0.1341 Tw (Place of Filing) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 56.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0514 Tc -0.1748 Tw (Net component) Tj 50.16 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 45.84 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0667 Tc -0.19 Tw ( Summary) Tj 74.64 0 TD /F1 9.6 Tf 0 Tc -0.0768 Tw ( ) Tj -533.76 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 18 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0449 Tc 0 Tw (Date) Tj 15.6 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 128.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0334 Tc -0.1568 Tw (Defendants or ) Tj 48.72 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 248.4 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0274 Tc -0.1508 Tw (Please note that these summaries represent ) Tj 143.76 0 TD 0 Tc -0.1234 Tw ( ) Tj -602.88 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 162 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0257 Tc 0 Tw (Respondents) Tj 41.76 0 TD 0 0 0 rg /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 255.36 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0151 Tc -0.1385 Tw (synopses of the SEC's allegations. Review of SEC ) Tj 166.32 0 TD 0 Tc -0.1234 Tw ( ) Tj -625.44 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0293 Tc -0.1527 Tw (filings, court documents, administrative proceeding) Tj 169.2 0 TD 0 Tc -0.1234 Tw ( ) Tj -628.32 -9.36 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0269 Tc -0.1503 Tw ( files, and other relevant documents is required for ) Tj 168.24 0 TD 0 Tc -0.1234 Tw ( ) Tj -627.36 -9.12 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD 0 0 0.502 rg /F1 7.92 Tf 0.0401 Tc -0.1635 Tw (a complete understanding of each action.) Tj 135.84 0 TD 0 Tc -0.1234 Tw ( ) Tj -594.96 -37.92 TD 0 0 0 rg /F0 10.08 Tf 0.0072 Tw ( ) Tj 16.08 0 TD /F0 7.92 Tf -0.0365 Tc 0 Tw (10/5/20) Tj 25.92 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1257 Tc 0.0285 Tw (SEC v. Robert F. Moore, ) Tj 86.4 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.6 0 TD /F0 7.92 Tf -0.0486 Tc -0.0486 Tw (2 Defendants) Tj 46.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 47.04 0 TD /F0 7.92 Tf -0.0351 Tc -0.0621 Tw (U.S. District Court for ) Tj 76.32 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 19.68 0 TD /F0 7.92 Tf -0.0693 Tc -0.0279 Tw (Internet Website, E) Tj 68.4 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.2424 Tc 0.1452 Tw (mail ) Tj 16.08 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 26.88 0 TD /F0 7.92 Tf -0.1277 Tc 0.0305 Tw (Civil action. The SEC alleges that Moore, a ) Tj 150.48 0 TD /F0 9.6 Tf 0 Tc -0.096 Tw ( ) Tj -609.6 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 33.36 0 TD /F0 7.92 Tf -0.0122 Tc 0 Tw (00) Tj 8.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 6 0 TD /F0 7.92 Tf -0.1871 Tc 0 Tw (individuall) Tj 33.36 0 TD -0.1231 Tc 0.0259 Tw (y and d/b/a ) Tj 39.84 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 127.92 0 TD /F0 7.92 Tf -0.078 Tc -0.0192 Tw (the District of Hawaii) Tj 70.56 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 25.44 0 TD /F0 7.92 Tf -0.1078 Tc 0.0106 Tw (and Internet Bulletin Board ) Tj 92.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 21.12 0 TD /F0 7.92 Tf -0.0937 Tc -0.0035 Tw (resident of Honolulu, Hawaii, is holding himself) Tj 159.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.1084 Tc 0.0112 Tw (The Kingdom of Enenkio,) Tj 86.64 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 210.48 0 TD /F0 7.92 Tf 0.0058 Tc 0 Tw (Postings) Tj 30 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 84 0 TD /F0 7.92 Tf -0.1252 Tc 0.028 Tw ( out to be the head of State of The Kingdom of ) Tj 159.6 0 TD 0 Tc -0.0972 Tw ( ) Tj -618.72 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.0268 Tc -0.0704 Tw ( No. CV) Tj 27.36 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0122 Tc (0000651) Tj 30.24 0 TD 0.0026 Tc (-) Tj 2.64 0 TD -0.0298 Tc -0.0674 Tw (SOM ) Tj 20.16 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 328.08 0 TD /F0 7.92 Tf -0.1066 Tc 0.0094 Tw (Enenkio; that Moore is currently ) Tj 109.92 0 TD -0.0502 Tc -0.047 Tw (conducting a $1) Tj 54.72 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.76 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 48 0 TD /F0 7.92 Tf -0.022 Tc -0.0752 Tw (\(D. Haw.\)) Tj 32.88 0 TD /F0 10.08 Tf 0 Tc 0.0072 Tw ( ) Tj 378.24 0 TD /F0 7.92 Tf -0.0916 Tc -0.0056 Tw ( billion offering of "Enenkio Gold War bonds" on ) Tj 165.36 0 TD 0 Tc -0.0972 Tw ( ) Tj -624.48 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0709 Tc -0.0263 Tw (an Internet Web site \(www.Enenkio.org\), through) Tj 166.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -625.92 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.2522 Tc 0.155 Tw ( e) Tj 6.24 0 TD 0.0026 Tc 0 Tw (-) Tj 2.64 0 TD -0.0967 Tc -0 Tw (mail solicitations sent worldwide, and in ) Tj 136.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -604.08 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0921 Tc -0.0051 Tw (postings to various Internet bulletin boards; that) Tj 161.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.056 Tc -0.0412 Tw ( Enenkio asserts ancestral tri) Tj 99.12 0 TD -0.0659 Tc -0.0313 Tw (bunal rights to ) Tj 50.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.88 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0744 Tc -0.0228 Tw (Wake Island and atolls in the Marshall Islands ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1256 Tc 0.0284 Tw (chain and claims an intention to develop its ) Tj 148.08 0 TD 0 Tc -0.0972 Tw ( ) Tj -607.2 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1039 Tc 0.0067 Tw (territories; that, the Kingdom of Enenkio is not ) Tj 157.68 0 TD 0 Tc -0.0972 Tw ( ) Tj -616.8 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.125 Tc 0.0278 Tw (recognized in any international forum as a ) Tj 144 0 TD 0 Tc -0.0972 Tw ( ) Tj -603.12 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1026 Tc 0.0054 Tw (sovereign state nor is it a corporate or statu) Tj 147.12 0 TD -0.1767 Tc 0.0795 Tw (tory ) Tj 14.64 0 TD 0 Tc -0.0972 Tw ( ) Tj -620.88 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1103 Tc 0.0131 Tw (entity; that Moore's offering materials represent ) Tj 162 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.12 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1045 Tc 0.0073 Tw (that the bonds will pay a compound interest rate) Tj 162.48 0 TD 0 Tc -0.0972 Tw ( ) Tj -621.6 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1152 Tc 0.018 Tw ( of ten percent after 5 years; that Moore ) Tj 136.56 0 TD 0 Tc -0.0972 Tw ( ) Tj -595.68 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0759 Tc -0.0213 Tw (represents that the bonds are "backed by gold ) Tj 158.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -618 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1138 Tc 0.0166 Tw (reserves, guarantees, real property or other ) Tj 149.04 0 TD 0 Tc -0.0972 Tw ( ) Tj -608.16 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf 0.0355 Tc 0 Tw (assets";) Tj 27.6 0 TD -0.1059 Tc 0.0087 Tw ( that in fact Moore has no gold reserves ) Tj 136.8 0 TD 0 Tc -0.0972 Tw ( ) Tj -623.52 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1018 Tc 0.0046 Tw (and no security, real property or otherwise, ) Tj 146.88 0 TD 0 Tc -0.0972 Tw ( ) Tj -606 -9.36 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0956 Tc -0.0016 Tw (exists for the bonds; and that the bonds have ) Tj 155.28 0 TD 0 Tc -0.0972 Tw ( ) Tj -614.4 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.0911 Tc -0.0061 Tw (not been registered with the Commission and ) Tj 156.24 0 TD 0 Tc -0.0972 Tw ( ) Tj -615.36 -9.12 TD /F0 10.08 Tf 0.0072 Tw ( ) Tj 459.12 0 TD /F0 7.92 Tf -0.1262 Tc 0.029 Tw (no exemption for registration applies.) 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